Clifford Waits Kurz
谷力佛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clifford Waits Kurz (谷力佛), CE reference BFL540. Currently licensed at 1 firm(s): S&P Global Ratings Hong Kong Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2016-09-06 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-19 | 2016-08-27 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-19 | 2016-08-27 |