Han Shen Frank Hu
胡翰紳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han Shen Frank Hu (胡翰紳), CE reference AYV783. Currently licensed at 1 firm(s): Rockhampton Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockhampton Management Limited | Rep | Type 4 — Advising on securities | 2024-09-06 | present |
| Rockhampton Management Limited | Rep | Type 9 — Asset management | 2024-09-06 | present |
| Apollo Management Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2021-12-15 | 2023-12-31 |
| Apollo Management Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2020-10-05 | 2023-12-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2012-09-06 |