Xie Yixiao
謝一笑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xie Yixiao (謝一笑), CE reference BTR850. Currently licensed at 1 firm(s): Rothschild & Co Hong Kong Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-11 | present |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-11 | present |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-05-11 | present |