Suping Yan
閻素萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suping Yan (閻素萍), a licensed former licensee with CE reference AUR633. This person has 12.3 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 4 - Advising on securities | 2026-03-10 | 2026-03-31 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 9 - Asset management | 2026-03-10 | 2026-03-31 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-04 | 2026-03-10 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 9 - Asset management | 2026-02-04 | 2026-03-10 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-04-29 | 2025-06-27 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2022-04-29 | 2025-06-27 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2022-04-29 | 2025-06-27 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-26 | 2022-04-29 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-10-26 | 2022-04-29 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-10-26 | 2022-04-29 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-15 | 2022-06-20 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-04-15 | 2022-06-20 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 - Advising on securities | 2021-04-15 | 2022-06-20 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-04-15 | 2022-06-20 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2021-04-15 | 2022-06-20 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 - Asset management | 2021-04-15 | 2022-06-20 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-17 | 2021-04-15 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-17 | 2021-04-15 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-17 | 2021-04-15 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-02-17 | 2021-04-15 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-02-17 | 2021-04-15 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2021-02-17 | 2021-04-15 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-14 | 2018-03-29 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-09 | 2015-09-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-11-13 | 2015-04-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-08 | 2013-11-13 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-13 | 2011-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Suping Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.