Conrad Kwok Hei Chan
陳國熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Conrad Kwok Hei Chan (陳國熙), CE reference ANY192. Currently licensed at 1 firm(s): Red Cliff Asset Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Cliff Asset Management Limited 赤壁資產管理有限公司 |
RO | Type 9 — Asset management | 2023-07-24 | present |
| Phalanx Capital Management Hong Kong Limited |
Rep | Type 9 — Asset management | 2010-08-06 | 2012-07-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-11-05 | 2009-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2007-11-05 | 2009-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-09-15 | 2009-06-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-09-15 | 2009-06-16 |