Denise Tan Nei Hu
胡妲妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denise Tan Nei Hu (胡妲妮), CE reference AFB110. Currently licensed at 1 firm(s): Rockhampton Management Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockhampton Management Limited | RO | Type 4 — Advising on securities | 2011-01-26 | present |
| Rockhampton Management Limited | RO | Type 9 — Asset management | 2011-01-26 | present |
| Rockhampton Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2009-04-03 | 2011-01-26 |
| SAIL Advisors Limited | RO | Type 9 — Asset management | 2008-08-25 | 2008-10-27 |
| SAIL Advisors Limited | Rep | Type 9 — Asset management | 2004-10-25 | 2008-08-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2003-08-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-08-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-08-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-08-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-08-15 |