Jonathan Chi Kwong Lam
林志廣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Chi Kwong Lam (林志廣), CE reference ACD659. Currently licensed at 1 firm(s): Rui Feng Asset Management Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rui Feng Asset Management Limited 瑞豊資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-22 | present |
| Rui Feng Asset Management Limited 瑞豊資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-16 | 2022-08-22 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-10-14 | 2021-05-14 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
RO | Type 9 — Asset management | 2020-10-14 | 2021-05-14 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-27 | 2020-10-14 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-08-27 | 2020-10-14 |
| WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-07-03 | 2019-09-04 |
| WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-05-18 | 2019-09-04 |
| WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-05-11 | 2017-05-18 |
| MIS Services Limited | RO | Type 9 — Asset management | 2013-05-24 | 2017-01-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-07-10 | 2007-02-28 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2006-07-10 | 2007-02-28 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-02-28 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-15 |