Chiu Chan Lok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Chan Lok (駱昭塵), a licensed Responsible Officer with CE reference BBB171. Currently licensed at 1 firm(s): RuiLian Financial Group Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 19.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-17 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 4 - Advising on securities | 2020-04-17 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 9 - Asset management | 2020-04-17 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-18 | 2020-04-17 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-18 | 2020-04-17 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 9 - Asset management | 2020-03-18 | 2020-04-17 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-08 | 2019-12-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 4 - Advising on securities | 2016-12-12 | 2019-12-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-12-12 | 2019-12-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 9 - Asset management | 2016-12-12 | 2019-12-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-09 | 2016-12-12 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-11-09 | 2016-12-12 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 9 - Asset management | 2016-11-09 | 2016-12-12 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-09 | 2016-10-31 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-09 | 2016-10-31 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-09 | 2016-10-31 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-22 | 2013-09-30 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-22 | 2013-09-30 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-22 | 2013-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chiu Chan Lok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.