Hong Kong SFC Licensed Individuals Directory

Chongxi Ying CE BDL301 - active, Nomura International (Hong Kong) Limited Pui Yee Yip CE AXM458 - active, Nomura International (Hong Kong) Limited Tae Jung Yoon CE AHG507 - active, Nomura International (Hong Kong) Limited Atsushi Yoshioka CE BSX647 - active, Nomura International (Hong Kong) Limited Jiaolong Yu CE BOE957 - active, Nomura International (Hong Kong) Limited Peng (SFC:BGG515) Yu CE BGG515 - active, Nomura International (Hong Kong) Limited Xinyan Yu CE BRB788 - active, Nomura International (Hong Kong) Limited Wei Yue CE ANY425 - active, Nomura International (Hong Kong) Limited Ka Yan Yuen CE BRI785 - active, Nomura International (Hong Kong) Limited Jun Yunoki CE BFA664 - active, Nomura International (Hong Kong) Limited Bingxue Zhang CE BQY938 - active, Nomura International (Hong Kong) Limited Harvey Yang Zhang CE AUA521 - active, Nomura International (Hong Kong) Limited Jialin Zhang CE BFX875 - active, Nomura International (Hong Kong) Limited Kang Zhang CE BLA293 - active, Nomura International (Hong Kong) Limited Qinyun Zhang CE BVE835 - active, Nomura International (Hong Kong) Limited Qun Zhang CE BUF439 - active, Nomura International (Hong Kong) Limited Xuanyang Zhang CE BOR407 - active, Nomura International (Hong Kong) Limited Yi (SFC:BBN738) Zhang CE BBN738 - active, Nomura International (Hong Kong) Limited Yingqiu Zhang CE BNG716 - active, Nomura International (Hong Kong) Limited Yue Yang Zhang CE BII279 - active, Nomura International (Hong Kong) Limited Zheng (SFC:AMS447) Zhang CE AMS447 - active, Nomura International (Hong Kong) Limited Shengjie Zhao CE BFW849 - active, Nomura International (Hong Kong) Limited Boyu Zheng CE BOB297 - active, Nomura International (Hong Kong) Limited Hao Zheng CE ARO775 - active, Nomura International (Hong Kong) Limited Yijing Zheng CE BXL405 - active, Nomura International (Hong Kong) Limited Jing (SFC:BUA686) Zhou CE BUA686 - active, Nomura International (Hong Kong) Limited Meng (SFC:BWQ756) Zhou CE BWQ756 - active, Nomura International (Hong Kong) Limited Yang (SFC:AXR369) Zhou CE AXR369 - active, Nomura International (Hong Kong) Limited Yuelang Zhou CE BRF444 - active, Nomura International (Hong Kong) Limited Pingping Zhu CE ATO774 - active, Nomura International (Hong Kong) Limited Yi (SFC:BTR089) Zhu CE BTR089 - active, Nomura International (Hong Kong) Limited Shaodong Huang CE BNW283 - active, North Beta International Securities Limited Jiahui (SFC:BTT053) Li CE BTT053 - active, North Beta International Securities Limited Yiwei (SFC:BDR780) Li CE BDR780 - active, North Beta International Securities Limited Ching Ha Chau CE APF193 - active, Northern Trust Company of Hong Kong Limited, The Jeffery Coyle CE AOX763 - active, Northern Trust Company of Hong Kong Limited, The Bun Sieng Eng CE AYD550 - active, Northern Trust Company of Hong Kong Limited, The Dane Gower Fannin CE AQG777 - active, Northern Trust Company of Hong Kong Limited, The Chi Ping Lam CE AOY505 - active, Northern Trust Company of Hong Kong Limited, The Thuan Shiah Michael Tan CE BFY806 - active, Northern Trust Company of Hong Kong Limited, The Manfred Man Chun Wong CE ASD075 - active, Northern Trust Company of Hong Kong Limited, The Jeffrey Chun Kee Chan CE BVW267 - active, Northern Trust Company of Hong Kong Limited, The Lok Yi Chim CE BMK659 - active, Northern Trust Company of Hong Kong Limited, The Min Wen Hwang CE BHF276 - active, Northern Trust Company of Hong Kong Limited, The Yen Ting Lee CE BTD469 - active, Northern Trust Company of Hong Kong Limited, The Xiaojing Valerie Li CE BOI452 - active, Northern Trust Company of Hong Kong Limited, The Elmen Ka Bik Lo CE BAK711 - active, Northern Trust Company of Hong Kong Limited, The Edgar Chi Ngai Ng CE BAN070 - active, Northern Trust Company of Hong Kong Limited, The Xuan Pan CE BBX342 - active, Northern Trust Company of Hong Kong Limited, The Sophie Ann Piempreecha CE BRD700 - active, Northern Trust Company of Hong Kong Limited, The Jan Wilhelm Rohof CE BPQ451 - active, Northern Trust Company of Hong Kong Limited, The Sing Yam Tsui CE BRO927 - active, Northern Trust Company of Hong Kong Limited, The Ho Lam Fedora Yuen CE BMQ792 - active, Northern Trust Company of Hong Kong Limited, The Kai Wan Siu CE BSR607 - active, Novel Wealth Management Limited Tsz Him (SFC:BUL824) So CE BUL824 - active, Novel Wealth Management Limited Siu Po Lau CE BSS927 - active, Novel Wealth Management Limited Ka Kin Ma CE BVD339 - active, Apollo Capital Management Limited Wai Kit Ng CE AZD315 - active, Novel Wealth Management Limited Ka Man (SFC:BTR060) So CE BTR060 - active, Novel Wealth Management Limited Ka Hing John Tsang CE BQQ794 - active, Novel Wealth Management Limited Pak Man Steven Tsang CE BVC209 - active, Novel Wealth Management Limited Yong Xin CE BTT683 - active, Novel Wealth Management Limited Mingdong Xu CE AXL999 - active, Novel Wealth Management Limited Yat Cho Yeung CE BRI633 - active, Novel Wealth Management Limited Kim Ling Chan CE AFE208 - active, Nuada Limited Chun Yuen Ng CE BEM193 - active, Nuada Limited Jae Ho Chang CE BPU322 - active, Nuveen Hong Kong Limited Jagdeep Singh Ghuman CE BNV380 - active, Nuveen Hong Kong Limited Louise Margaret Kavanagh CE APJ851 - active, Nuveen Hong Kong Limited Chris Cheuk Wah Lau CE AYO821 - active, Nuveen Hong Kong Limited Wai Chung Wong CE AUM604 - active, Nuveen Hong Kong Limited Jing (SFC:BQS804) Zhou CE BQS804 - active, Nuveen Hong Kong Limited Mark William Cameron CE BTB128 - active, Nuveen Hong Kong Limited David Hantang Chan CE ATH921 - active, Nuveen Hong Kong Limited Linlin Chang CE APK366 - active, Nuveen Hong Kong Limited Tsz Yan Chow CE BSG374 - active, Nuveen Hong Kong Limited Kwan Pik Charlotte Chu CE BWI357 - active, Nuveen Hong Kong Limited Kai Man Chung CE BSI353 - active, Nuveen Hong Kong Limited Sin Wai Chung CE BEN580 - active, Nuveen Hong Kong Limited Shing Hon Hui CE BUP703 - active, Nuveen Hong Kong Limited Bon Soo Koo CE BOR645 - active, Nuveen Hong Kong Limited Man Sin Kwok CE AYJ714 - active, Nuveen Hong Kong Limited Carol Wan Yeung Lam CE AOQ811 - active, Nuveen Hong Kong Limited Wing Shuen Lam CE ALQ164 - active, Nuveen Hong Kong Limited Georgette Chi Wai Lee-Tong CE BEV745 - active, Nuveen Hong Kong Limited Lok Yi Tang CE BTY067 - active, Nuveen Hong Kong Limited Xiao (SFC:BGV484) Wang CE BGV484 - active, Nuveen Hong Kong Limited Raymond Chi Hing Wong CE ABR343 - active, OCBC Securities Brokerage (Hong Kong) Limited Kin Wai Wong CE ADP029 - active, OCBC Securities Brokerage (Hong Kong) Limited Chin Ho Yip CE AWE953 - active, OCBC Securities Brokerage (Hong Kong) Limited Ko Ming Chan CE ABC737 - active, OCBC Securities Brokerage (Hong Kong) Limited Wai Yee (SFC:BOR992) Lee CE BOR992 - active, OCBC Securities Brokerage (Hong Kong) Limited Kin Keung Li CE AHA933 - active, OCBC Securities Brokerage (Hong Kong) Limited Chi Shing Cheng CE BLL156 - active, OCBC Securities Brokerage (Hong Kong) Limited Chun Ming Ho CE ACH286 - active, OCBC Securities Brokerage (Hong Kong) Limited Alan Wai Lun Ng CE ACT216 - active, OCBC Securities Brokerage (Hong Kong) Limited Chun Fai (SFC:ABM306) Pang CE ABM306 - active, OCBC Securities Brokerage (Hong Kong) Limited Yuk Lon Christopher Cheng CE AZB080 - active, OCI Asset Management Company Limited Kwok Wai Lui CE BHF628 - active, OCI Asset Management Company Limited Binran Wang CE BAF174 - active, OCI Asset Management Company Limited Martin Chen Hsiung Leong CE BVD570 - active, OCI Asset Management Company Limited Yinji Li CE BWI258 - active, OCI Asset Management Company Limited Jiaqi Ye CE BVL008 - active, OCI Asset Management Company Limited Jiayu Zhang CE BUF975 - active, OCI Asset Management Company Limited Il Yong Jung CE ANW199 - active, OCP Asia (Hong Kong) Limited Daniel Ross Simmons CE AHP770 - active, OCP Asia (Hong Kong) Limited Joe Yin Leung Lam CE BAE136 - active, ONE Asset Management (HK) Company Limited Wai Ling (SFC:BFS692) Lee CE BFS692 - active, ONE Asset Management (HK) Company Limited Pinky Siu Fun Pang CE BOL145 - active, ONE Asset Management (HK) Company Limited Kin Kei Chan CE BPU572 - active, ONE Asset Management (HK) Company Limited Phoebe Kit Yee Cheung CE BGG152 - active, ONE Asset Management (HK) Company Limited Po Yee Fung CE BRW472 - active, ONE Asset Management (HK) Company Limited Wai Yee Hung CE BQJ935 - active, ONE Asset Management (HK) Company Limited Tsan Ching Liu CE BAH631 - active, ONE Asset Management (HK) Company Limited Stephan Shun Heng Ng CE BOZ613 - active, ONE Asset Management (HK) Company Limited Zhun Wai Ng CE BSM303 - active, ONE Asset Management (HK) Company Limited Ching Yee Ngan CE BQC704 - active, ONE Asset Management (HK) Company Limited Hon Cheung Tang CE BOH080 - active, ONE Asset Management (HK) Company Limited Meng Hei Tong CE BTT647 - active, ONE Asset Management (HK) Company Limited Fung Ping Yiu CE BVI966 - active, ONE Asset Management (HK) Company Limited Jeffrey Lap Tak Chan CE ABH691 - active, OP Investment Management Limited Shuo Steve Chen CE BDJ257 - active, OP Investment Management Limited Li Yu Chu CE BLC328 - active, OP Investment Management Limited Benoit Jacques B. M. Descourtieux CE ADG052 - active, OP Investment Management Limited Alvin Makay Fan CE BFT556 - active, OP Investment Management Limited Yixin la CE BMV228 - active, OP Investment Management Limited Ming Keung Lee CE ADJ352 - active, OP Investment Management Limited Wai Hang Lee CE BNF990 - active, OP Investment Management Limited Yunye Lu CE AXE227 - active, OP Investment Management Limited Kai Wing Ray Woo CE AVM639 - active, OP Investment Management Limited Tze Wai Yiu CE APS748 - active, OP Investment Management Limited Geoffrey Charles Barker CE ADF374 - active, OP Investment Management Limited Nicholas Paley Bibby CE ADB688 - active, OP Investment Management Limited Chun Tat Chan CE BOU344 - active, OP Investment Management Limited Hsi-An Chen CE ALB958 - active, RIME Capital Limited Liangming Cheng CE BVZ172 - active, OP Investment Management Limited Jia (SFC:BCX902) Fu CE BCX902 - active, OP Investment Management Limited Xi He CE BCC252 - active, OP Investment Management Limited Jae Hyeok Heo CE BWF598 - active, OP Investment Management Limited Hongjie Huang CE BVE414 - ceased Zan Huang CE BTZ881 - active, OP Investment Management Limited Zhongying Huang CE BVU320 - active, OP Investment Management Limited Hao (SFC:BVD529) Jiang CE BVD529 - active, OP Investment Management Limited Wah Yu Lam CE ACW374 - active, OP Investment Management Limited Edward Leung CE AZT649 - active, OP Investment Management Limited Chi Yu Lin CE BJO319 - active, OP Investment Management Limited Yujie Lin CE BRS115 - active, OP Investment Management Limited Jiaxin (SFC:BSF852) Liu CE BSF852 - active, OP Investment Management Limited Shang Lyu CE BUK725 - active, OP Investment Management Limited Jun Ning CE BHX027 - active, OP Investment Management Limited Zhenjie Ruan CE BUE261 - active, OP Investment Management Limited Qi (SFC:BMN445) Shi CE BMN445 - active, OP Investment Management Limited Thierry Victor Venet CE BBJ307 - active, OP Investment Management Limited Dongxuan Wang CE BVX058 - active, OP Investment Management Limited Jichao (SFC:BXC208) Wang CE BXC208 - active, OP Investment Management Limited Yilun (SFC:BUG292) Wang CE BUG292 - active, OP Investment Management Limited Yingchu Wang CE ARL276 - active, OP Investment Management Limited Shan Wu CE BQV150 - active, OP Investment Management Limited Daniel Yu Bai CE BIK230 - active, OP Investment Management Limited Kai (SFC:BTT253) Zhang CE BTT253 - active, OP Investment Management Limited Chaoshan Zhou CE BXH117 - active, OP Investment Management Limited Kai Wah Chan CE ADA872 - active, OSL Asset Management Limited Tao (SFC:AZY872) Chen CE AZY872 - active, OSL Asset Management Limited Jiafeng Xiao CE BVH869 - active, OSL Asset Management Limited Wanping Sun CE BPD544 - active, OSL Asset Management Limited Francis Joseph Carroll III CE BQB535 - active, Oaktree Capital (Hong Kong) Limited Zhengyi Li CE APJ994 - active, Oaktree Capital (Hong Kong) Limited Allan Clement Simpson Wardrop-Szilagyi CE BPX565 - active, Oaktree Capital (Hong Kong) Limited Shuk Yan Au CE BIZ311 - active, Oaktree Capital (Hong Kong) Limited Gabriel Rong Yun Blehaut CE BNM173 - active, Oaktree Capital (Hong Kong) Limited Yuen Yu (SFC:BTV522) Chan CE BTV522 - active, Oaktree Capital (Hong Kong) Limited I-To Edward Chang CE AFZ404 - active, Oaktree Capital (Hong Kong) Limited Hanting Chao CE AQW591 - active, Oaktree Capital (Hong Kong) Limited Feng (SFC:AZR574) Han CE AZR574 - active, Oaktree Capital (Hong Kong) Limited Samantha Beverly Ho CE ASP037 - active, Oaktree Capital (Hong Kong) Limited Philippe Joubert CE BWS218 - active, Oaktree Capital (Hong Kong) Limited Jin Soo Kim CE BOU749 - active, Oaktree Capital (Hong Kong) Limited Soonwoong Kook CE AMJ994 - active, Oaktree Capital (Hong Kong) Limited Woohyun Lee CE BPT365 - active, Oaktree Capital (Hong Kong) Limited Xinwei (SFC:BQA898) Li CE BQA898 - active, Oaktree Capital (Hong Kong) Limited James Anthony O'Sullivan CE BWN562 - active, Oaktree Capital (Hong Kong) Limited Tsz Wai Pang CE BOS807 - active, Oaktree Capital (Hong Kong) Limited Benjamin Wu CE BEA682 - active, Oaktree Capital (Hong Kong) Limited Sensen Yang CE BUR141 - active, Oaktree Capital (Hong Kong) Limited Yingxin Chen CE BRQ024 - active, Oakwise Capital Management Limited Sisi (SFC:AWL795) Li CE AWL795 - active, Oakwise Capital Management Limited Fan (SFC:AXG303) Zhang CE AXG303 - active, Oakwise Capital Management Limited Xiao Dong CE BEJ224 - active, Oakwise Capital Management Limited Xin (SFC:AUC236) Gao CE AUC236 - ceased Chenghu Huang CE BNP866 - active, Oakwise Capital Management Limited Zhihua Luo CE BTY241 - active, Oakwise Capital Management Limited Ran Tao CE BUX431 - active, Oakwise Capital Management Limited Po Yi Tsoi CE BSD825 - active, Oakwise Capital Management Limited Fengyu Wang CE APX278 - active, Oakwise Capital Management Limited Marshal Sze Yuen Wong CE AUK435 - active, Oakwise Capital Management Limited Peizhe Wu CE BOM088 - active, Oakwise Capital Management Limited Nanxi Zhang CE BQB485 - active, Oakwise Capital Management Limited Zhou Kong CE AXY969 - active, Ocean Arete Limited Zemin Li CE ACN988 - active, Ocean Arete Limited Xiaozhou Chen CE BWV022 - active, Ocean Arete Limited Yuexin Zeng CE BIN294 - active, Ocean Arete Limited Fangqiu Zhou CE BOE423 - active, Ocean Arete Limited Bin (SFC:BVL479) Ji CE BVL479 - active, Ocean Assets Management HK Limited Sony Siu Keung Wong CE ALE802 - active, Ocean Assets Management HK Limited Xiaoyao Pi CE BUC066 - active, Ocean Blue Economic Asset Management Company Limited Clement Yui Cheung Chow CE BHP155 - active, Ocean Cedar Asset Management Company Limited Xin (SFC:BFZ385) Liu CE BFZ385 - active, Ocean Cedar Asset Management Company Limited Kai Fu CE BSR363 - active, Ocean Fame Management Limited Chi Ho (SFC:BHY626) Lam CE BHY626 - active, OceanVast Capital Limited Cyrus Chin Hung Wong CE ATO773 - active, OceanVast Capital Limited Tiantong Liu CE BWP326 - active, OceanVast Capital Limited Yuexin Ming CE BUQ846 - active, OceanVast Capital Limited Edmond Hong Kwan Tang CE BMH152 - ceased Yi Fung Wong CE ANR496 - active, OceanVast Capital Limited Ngai Fung Lam CE AEA815 - active, Octal Capital Asset Management Limited Wai Man Raymond Li CE BSS504 - active, Octal Capital Asset Management Limited Wai Leung Wong CE AFW562 - active, Octal Capital Asset Management Limited Wo Chuang Chan CE AGL794 - active, Octal Capital Limited Fionna Sung Yan Chau CE ACG210 - active, Octal Capital Limited Ka Chun Chui CE BBI095 - active, Octal Capital Limited Alan Chi Ming Fung CE ABR711 - active, Octal Capital Limited Mei Tak Ho CE AGJ681 - active, Octal Capital Limited Siu Pan Hong CE BEO466 - active, Octal Capital Limited Ka Hung Kan CE BGZ463 - active, Octal Capital Limited Celina Chi Mann Yuen CE AQS368 - active, Octal Capital Limited Pui Lam Fok CE BMX414 - active, Octal Capital Limited Shu Yin Huang CE BOU142 - active, Octal Capital Limited Alex Pang CE BTT424 - active, Octal Capital Limited Daniel Royden Thomas Vovil CE APQ476 - active, Odyssey Asset Management Limited Alexander David James Walker CE ALZ865 - active, Odyssey Asset Management Limited Margaret Lan Mai Yao CE ACG637 - active, Odyssey Asset Management Limited Toshimitsu Inui CE BVF150 - active, Okasan International (Asia) Limited Takuya Kurihara CE AFQ478 - active, Okasan International (Asia) Limited Jovis Mei Shan Lin CE AMU250 - active, Okasan International (Asia) Limited Tatsuyoshi Shinohara CE AQM082 - active, Okasan International (Asia) Limited Yosuke Tanaka CE BPM008 - active, Okasan International (Asia) Limited Rocco Chan CE BFX164 - active, Okasan International (Asia) Limited Yuet Ngai Chan CE BJQ460 - active, Okasan International (Asia) Limited Chit Yee Chang CE BON470 - active, Okasan International (Asia) Limited Hoi Ling Cheng CE APB483 - active, Okasan International (Asia) Limited Soichi Chirikiri CE ADS101 - active, Okasan International (Asia) Limited Fung (SFC:ACC570) Lam CE ACC570 - active, Okasan International (Asia) Limited Christine Pui Yi Lau CE APW593 - active, Okasan International (Asia) Limited Atsushi Naito CE AKW699 - active, Okasan International (Asia) Limited Kotomi Takaseki CE ANQ443 - active, Okasan International (Asia) Limited Ka Wai (SFC:AYC270) Tsang CE AYC270 - active, Okasan International (Asia) Limited Sang Youl Jo CE AEP482 - active, Olympus Partners Asia Limited Young Kun Kim CE ADH570 - active, Olympus Partners Asia Limited Wing Yan Lee CE AQA911 - active, Olympus Partners Asia Limited Wai Ho Chiu CE AAD871 - active, One China Securities Limited