Sau Chee Chan
陳秀枝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Chee Chan (陳秀枝), CE reference AAE568. Currently licensed at 1 firm(s): Rifa Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-19 | present |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-05 | 2014-11-18 |
| Wing Sang Securities Company Limited 永生證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-05-31 |
| Wing Sang Securities Company Limited 永生證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-03 |
| Wing Sang Securities Company Limited 永生證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-03 |
| Wing Sang Securities Company Limited 永生證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-03 |