Shangjin Wu
武尚晋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shangjin Wu (武尚晋), CE reference BKY371. Currently licensed at 1 firm(s): Redient Capital HK Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redient Capital HK Limited | Rep | Type 4 — Advising on securities | 2025-02-26 | present |
| Redient Capital HK Limited | Rep | Type 9 — Asset management | 2025-02-26 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-22 | 2024-12-01 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-22 | 2024-12-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-13 | 2019-08-11 |