Man Hon Sze
施文漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Hon Sze (施文漢), CE reference AAF051. Currently licensed at 2 firm(s): Roctec Securities Company Limited, Roctec Futures Trading Company Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roctec Securities Company Limited 鷹達證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | present |
| Roctec Securities Company Limited 鷹達證券有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Roctec Securities Company Limited 鷹達證券有限公司 |
RO | Type 9 — Asset management | present | present |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-09-21 | 2007-10-15 |
| Roctec Investment Limited 鷹達投資有限公司 |
RO | Type 4 — Advising on securities | 2005-09-16 | 2021-09-27 |
| Roctec Investment Limited 鷹達投資有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-09-16 | 2021-09-27 |
| Roctec Investment Limited 鷹達投資有限公司 |
RO | Type 9 — Asset management | 2005-09-16 | 2021-09-27 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-09-14 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-09-14 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-09-14 |