Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Xin (SFC:BWT505) Li
CE BWT505 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Xi (SFC:BXG761) Liu
CE BXG761 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Yinghua Liu
CE BWN214 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Chun Tak Lui
CE BCZ591 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Weihong Ma
CE BWV097 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Julian Kee Yang Man
CE BHB757 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Yahan Meng
CE BWU780 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Ken Ning
CE BWR594 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Junxing Niu
CE BSB985 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Zhenyang Qian
CE BWM948 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Yanzhao Shang
CE BWN504 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Shaopeng Shen
CE BXI104 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Hanru Sheng
CE BXH457 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Liangwei Song
CE BXF127 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Qian Song
CE BWN506 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Hao (SFC:BXE089) Wang
CE BXE089 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Jian (SFC:BXA175) Wang
CE BXA175 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Yulu Wang
CE BWR324 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Chao Wu
CE BWQ859 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Haibo Wu
CE BWV521 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Minqiu Xiao
CE BUN800 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Peiyi (SFC:BXH424) Xie
CE BXH424 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
En Xu
CE BWN059 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Ruiting Xu
CE BWQ925 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Yuqing Xu
CE BWK026 - ceased
Jinlong Yan
CE BXB707 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Yongbin Yan
CE BWV281 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Zhengcao Yan
CE BWV910 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Dong (SFC:BXH427) Yang
CE BXH427 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Fu Yang
CE BWS243 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Honghao Yao
CE BWL256 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Junhua Ying
CE BWW400 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Zirong Yu
CE BXL954 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Mingxu Yuan
CE BXH044 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Nan (SFC:BKY349) Zhang
CE BKY349 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Ziyu Zhang
CE BXG200 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Jingqian Zhao
CE BXE947 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Chang Zhou
CE BWL257 - active, SDIC Securities Corporate Finance (Hong Kong) Limited
Christopher Lawrence Bainbridge
CE BNP137 - active, SG Securities (HK) Limited
Henri Clement Bassaler
CE BSG967 - active, SG Securities (HK) Limited
Frank Michael Benzimra
CE BCW974 - active, SG Securities (HK) Limited
Guillermo Cabeza
CE BSX319 - active, SG Securities (HK) Limited
Keith Kee Chee Chan
CE AGJ388 - active, SG Securities (HK) Limited
Desmond Tik Man Chan
CE ARK324 - active, SG Securities (HK) Limited
Mourad Faleh
CE BVH800 - active, SG Securities (HK) Limited
Tammy Wai Ying Fu
CE AQI862 - active, SG Securities (HK) Limited
Jonathan Robert Green
CE AVM428 - active, Sanford C. Bernstein (Hong Kong) Limited
Nicolas Samuel Kim
CE ATX996 - active, SG Securities (HK) Limited
Amaury Athanase Dominique-Marie Lacourte
CE ATG721 - active, SG Securities (HK) Limited
Sylvain Henri Pierre Nicolay
CE ASQ142 - active, SG Securities (HK) Limited
Jerome Julien Niddam
CE AQO343 - active, SG Securities (HK) Limited
Christophe Alexandre Pierrick Oleron
CE AZL488 - active, SG Securities (HK) Limited
Jacob Thomas Phelps
CE AVD354 - active, SG Securities (HK) Limited
Ludovic Didier Jacques Poidatz
CE BTR694 - active, SG Securities (HK) Limited
Baptiste Marie Herve Poupard
CE AJG585 - active, SG Securities (HK) Limited
Olivier Leonce Felix Renoux
CE AUZ511 - active, SG Securities (HK) Limited
Florent Roland Christian Sabot
CE AWD111 - active, SG Securities (HK) Limited
Dereke Charles Wing On Seeto
CE AYO959 - active, SG Securities (HK) Limited
Daniel Luke Serjeant
CE BCV361 - active, SG Securities (HK) Limited
Sourabh Sharashchandra Shaha
CE ANX921 - active, SG Securities (HK) Limited
Gavin Daniel Bradford Stiff
CE BRP438 - active, SG Securities (HK) Limited
Riccardo Terzolo
CE BUO467 - active, SG Securities (HK) Limited
Wei Yao
CE BJV305 - active, SG Securities (HK) Limited
Jung Jin Yoon
CE AQP872 - active, SG Securities (HK) Limited
Christine
CE BPT055 - active, SG Securities (HK) Limited
Karim Ait Said
CE BSZ601 - active, SG Securities (HK) Limited
Fodil Ali Rached
CE BGJ082 - active, SG Securities (HK) Limited
Sang Koo An
CE BFN858 - active, SG Securities (HK) Limited
Pui Ho Au
CE BNX486 - active, SG Securities (HK) Limited
Martin Pierre Olivier Autier
CE BUS691 - active, SG Securities (HK) Limited
Sacha Elie Beaugrand
CE BJP216 - active, SG Securities (HK) Limited
Alexandre Abraham Teferi Bel
CE BPX336 - active, SG Securities (HK) Limited
Ouijdane Belaqsir
CE BRF760 - active, SG Securities (HK) Limited
Cem Bilgi
CE BOC626 - ceased
Julien Pierre Carbonnel
CE AUJ493 - active, SG Securities (HK) Limited
Tak Wah Jacky Chan
CE BRD424 - active, SG Securities (HK) Limited
Olivia Ly Ping Chen
CE AWS991 - active, SG Securities (HK) Limited
Ya Hui Chen
CE AQW059 - active, SG Securities (HK) Limited
Charly Noel Chene
CE BRS384 - active, SG Securities (HK) Limited
Wai Yi Cheng
CE BOQ051 - active, SG Securities (HK) Limited
Ryan Vee Sien Cheong
CE BWY812 - active, SG Securities (HK) Limited
Hiu Chun Cheung
CE BSQ855 - active, SG Securities (HK) Limited
William Chun Biu Cheung
CE BPV800 - active, SG Securities (HK) Limited
Kah Yun Chia
CE BXE292 - active, SG Securities (HK) Limited
Ho Him Hadrien Chong
CE BXH588 - active, SG Securities (HK) Limited
Chun Man (SFC:BXN600) Chow
CE BXN600 - active, SG Securities (HK) Limited
Hei Ching Chu
CE BOJ262 - active, SG Securities (HK) Limited
Wing Leung Chung
CE BSW574 - active, SG Securities (HK) Limited
Alejandro Jose Chuy Kon
CE AIB976 - active, SG Securities (HK) Limited
Ludovic Denis Debard
CE APY471 - active, SG Securities (HK) Limited
Paul Jean Arthur Delawarde
CE BEJ875 - active, SG Securities (HK) Limited
Changfei Deng
CE BRS426 - active, SG Securities (HK) Limited
Thomas Thierry Mickael Desmots
CE BSQ124 - active, SG Securities (HK) Limited
Thibaut Benoit Georges Ducheix
CE BWD405 - ceased
Marius Kasimir Duleba
CE BSG714 - active, SG Securities (HK) Limited
Vincent Duranceau Desmarais
CE BRX619 - active, SG Securities (HK) Limited
Duncan Edward
CE BVM693 - active, SG Securities (HK) Limited
Yau Shun Fan
CE BVG903 - active, SG Securities (HK) Limited
Benoit Francois Fer
CE BAO462 - active, SG Securities (HK) Limited
Liang Gai
CE BVG900 - active, SG Securities (HK) Limited
Abhinav Garg
CE BRZ888 - active, SG Securities (HK) Limited
Nicole Min Qi Goo
CE BWE763 - active, SG Securities (HK) Limited
Huanhao Gu
CE BNR192 - active, SG Securities (HK) Limited
Minwan Gu
CE BVU010 - active, SG Securities (HK) Limited
Rihan Hai
CE BNI902 - ceased
Ben Chohra Hamour
CE BPT053 - active, SG Securities (HK) Limited
Hamza Haris
CE BWI380 - active, SG Securities (HK) Limited
Li (SFC:BJK530) He
CE BJK530 - active, SG Securities (HK) Limited
Samuel Alain Alexandre Henry
CE BQL635 - active, SG Securities (HK) Limited
Zhi Lin Marvyn Hoi
CE BPM097 - active, SG Securities (HK) Limited
Hing Wai Huang
CE ARD187 - active, SG Securities (HK) Limited
Seung-Hoon Hwang
CE AWR623 - active, SG Securities (HK) Limited
Emmanuel Guillaume Marie Imberti
CE BDL104 - active, SG Securities (HK) Limited
Jonathan David Irving
CE BUV682 - active, SG Securities (HK) Limited
Bing Ji
CE BRJ104 - active, SG Securities (HK) Limited
Guangze Jiang
CE BXL761 - active, SG Securities (HK) Limited
Pierre-Henri Joly
CE BSX763 - active, SG Securities (HK) Limited
Simon Alexis Frederic Julien
CE BVO697 - active, SG Securities (HK) Limited
Eric Jungers
CE ATH188 - active, SG Securities (HK) Limited
Eriko Kachi
CE BEJ096 - active, SG Securities (HK) Limited
Natasha Geok Say Khoo
CE BVY890 - active, SG Securities (HK) Limited
Jurgen Kopliku
CE BHO306 - active, SG Securities (HK) Limited
Jason Kristianto
CE BRK795 - active, SG Securities (HK) Limited
Victor Ku
CE BSY107 - active, SG Securities (HK) Limited
Chun Hin Kwok
CE BTE550 - active, SG Securities (HK) Limited
Maisie Jenny Kwong
CE BOM902 - active, SG Securities (HK) Limited
Sharon Lai
CE BGW403 - active, SG Securities (HK) Limited
Siu Hong Lai
CE ACO548 - active, SG Securities (HK) Limited
Hoi Ki Lam
CE BNF147 - active, SG Securities (HK) Limited
Ka Chon Lao
CE BXQ282 - active, SG Securities (HK) Limited
Ali Lazaar
CE BVB167 - active, SG Securities (HK) Limited
Pierre Marcel Andre Leconte
CE BEW973 - active, SG Securities (HK) Limited
Rita Chi Lin Lee
CE ATS907 - active, SG Securities (HK) Limited
Doohyun Lee
CE BOM887 - active, SG Securities (HK) Limited
Ka Chun Robin James Lee
CE BOP967 - active, SG Securities (HK) Limited
Man Wai Lee
CE AQR251 - active, SG Securities (HK) Limited
Jason Ryan Pak Ho Lee
CE BUG152 - active, SG Securities (HK) Limited
Seungjae Lee
CE BTE548 - active, SG Securities (HK) Limited
Sung Bin Lee
CE BUQ154 - active, SG Securities (HK) Limited
Nicholas Alexander Lent
CE APC030 - active, SG Securities (HK) Limited
Kar Lak Leung
CE BBF229 - active, SG Securities (HK) Limited
Jie (SFC:AQG781) Li
CE AQG781 - active, SG Securities (HK) Limited
Xiulin Li
CE BTB145 - active, SG Securities (HK) Limited
Yanda David Li
CE BSE582 - active, SG Securities (HK) Limited
Yiwen (SFC:BPX928) Li
CE BPX928 - active, SG Securities (HK) Limited
Yuet Ching Fiona Li
CE BTH977 - active, SG Securities (HK) Limited
Yuming (SFC:BSW595) Li
CE BSW595 - active, SG Securities (HK) Limited
Ivy Liew
CE ADM064 - active, SG Securities (HK) Limited
Yoo Min Lim
CE AQQ499 - active, SG Securities (HK) Limited
Anson Man Ho Liu
CE BWD006 - active, SG Securities (HK) Limited
Jeng-Yin Brendan Lo
CE BHS201 - active, SG Securities (HK) Limited
Ling Yi Low
CE BPA319 - active, SG Securities (HK) Limited
Man Yin Lui
CE BXL793 - active, SG Securities (HK) Limited
Ming Wei Lui
CE BUT855 - active, SG Securities (HK) Limited
Brian Kai Wing Luk
CE BIE313 - active, SG Securities (HK) Limited
Tsz Fei Luk
CE BUP985 - active, SG Securities (HK) Limited
Rohan Mandala
CE BGM922 - active, SG Securities (HK) Limited
Xiangwei Meng
CE BPK910 - ceased
Nicolas Jean-Marie Mignot
CE ASD195 - active, SG Securities (HK) Limited
Lucas Montet
CE BIQ389 - active, SG Securities (HK) Limited
Mehdi Naija
CE BDI744 - active, SG Securities (HK) Limited
Abderrahmane Najar
CE BPF311 - active, SG Securities (HK) Limited
Albert Nguyen
CE BRI627 - active, SG Securities (HK) Limited
Se Hoon Oh
CE BFX838 - active, SG Securities (HK) Limited
Hafid Oismayo
CE BNI206 - active, SG Securities (HK) Limited
Frederic Raymond Francis Olive
CE BWB310 - active, SG Securities (HK) Limited
Yuxuan Pan
CE BQX090 - active, SG Securities (HK) Limited
Advait Pandey
CE BWB435 - active, SG Securities (HK) Limited
Karon Kin Lok Pang
CE BOC623 - active, SG Securities (HK) Limited
Siu Lun Pang
CE ATT501 - active, SG Securities (HK) Limited
Wanbae Park
CE BPQ862 - active, SG Securities (HK) Limited
Sosthene Marie Pierre Paultre de Lamotte
CE BVG157 - active, SG Securities (HK) Limited
Christian David Phou
CE BID239 - active, SG Securities (HK) Limited
Cedric Alain Poloni
CE BSH296 - active, SG Securities (HK) Limited
Baptiste Virgile Romain Pradelle
CE BSF851 - active, SG Securities (HK) Limited
Ines Prioux
CE BXB159 - active, SG Securities (HK) Limited
Ibrahima Zouwaya Sall
CE BQM154 - active, SG Securities (HK) Limited
Franck Roger Antoine Savio
CE BUT416 - active, SG Securities (HK) Limited
Animesh Saxena
CE BTV659 - active, SG Securities (HK) Limited
Ki Yong Seong
CE BJO816 - active, SG Securities (HK) Limited
Xiaoyue Shan
CE BGK915 - active, SG Securities (HK) Limited
Vallabh Shastri
CE BRP342 - active, SG Securities (HK) Limited
Allan Hung Yat Shen
CE AIC834 - active, SG Securities (HK) Limited
Miho Shima
CE BHA254 - active, SG Securities (HK) Limited
Cheuk Wai Shum
CE BTO345 - active, SG Securities (HK) Limited
Puneet Singh
CE BCG408 - active, SG Securities (HK) Limited
Arnaud Amaury Alex Slim
CE BOD508 - active, SG Securities (HK) Limited
Stephen Kevin Spratt
CE BRX579 - active, SG Securities (HK) Limited
Shanshan Su
CE BRW602 - active, SG Securities (HK) Limited
Wen Sun
CE BLD500 - active, SG Securities (HK) Limited
Yun Kuen Tang
CE BWA744 - active, SG Securities (HK) Limited
Sherly Tanuwidjaja
CE BXC782 - active, SG Securities (HK) Limited
Adrien Quoc Duy Thai
CE BRP915 - active, SG Securities (HK) Limited
Julien Jean Francois Thinat
CE BVI738 - active, SG Securities (HK) Limited
Pawel Nadim Toumi
CE AVS731 - ceased
Edwin Ho Cheong Tse
CE BVO209 - active, SG Securities (HK) Limited
Sau Hung Tsoi
CE ANH713 - active, SG Securities (HK) Limited
Hsiao-Ching Wang
CE BEA180 - active, SG Securities (HK) Limited
Xiaorui Wang
CE BNH572 - active, SG Securities (HK) Limited
Xinqi (SFC:BFS800) Wang
CE BFS800 - active, SG Securities (HK) Limited
Man Hing Wong
CE BXH220 - active, SG Securities (HK) Limited
Ngo Yin Wong
CE BUA849 - active, SG Securities (HK) Limited
Yun Sum Wong
CE BAA672 - active, SG Securities (HK) Limited
Peizhe (SFC:BVX706) Wu
CE BVX706 - active, SG Securities (HK) Limited
Hengjie Xu
CE BQC441 - active, SG Securities (HK) Limited
Chenqi Xue
CE BXQ081 - active, SG Securities (HK) Limited
Wenkang Ye
CE BQP558 - active, SG Securities (HK) Limited
Kwok Hung Yip
CE BRW651 - active, SG Securities (HK) Limited
Shuyan Zhang
CE BQG803 - active, SG Securities (HK) Limited
Wai Kuen Poon
CE BLL827 - active, SGI Capital Asset Management Limited
Ho Chun (SFC:BFP526) Yeung
CE BFP526 - active, SGI Capital Asset Management Limited
Cuifan Li
CE BOR609 - ceased
Lien Wei Yu
CE AXS905 - active, SHENGJUN INDICATION INVESTMENT MANAGEMENT LIMITED
Tian Chen
CE AQR043 - active, SIFT Capital Partners Limited
Zhe (SFC:BBE448) Zhang
CE BBE448 - active, SIFT Capital Partners Limited
Xiaomin Shen
CE AJN697 - active, SIFT Capital Partners Limited
Zhengyi Tao
CE BEV315 - active, SIIC Asset Management Company Limited
Lei (SFC:AUW918) Zhang
CE AUW918 - active, SIIC Asset Management Company Limited
Agnes Miu Shan Tsui
CE AJL124 - active, SIIC Asset Management Company Limited
Ruichao Liang
CE BNC396 - active, SIIC Capital (Hong Kong) Investment Management Company Limited
Sing Lung Ngai
CE AQY372 - ceased
Tian (SFC:BGW991) Zhao
CE BGW991 - active, SIIC Capital (Hong Kong) Investment Management Company Limited
Ran Cui
CE BBA364 - active, SIIC Capital (Hong Kong) Investment Management Company Limited
Zhongqi Huang
CE BPC239 - active, SIIC Capital (Hong Kong) Investment Management Company Limited
Yanshu Jia
CE BXB698 - active, SIIC Capital (Hong Kong) Investment Management Company Limited
Fei (SFC:BRM416) Chen
CE BRM416 - active, SINO-CEEF Capital Management Company Limited
Yejun Chen
CE BHD944 - active, SINO-CEEF Capital Management Company Limited
Jing (SFC:AGN786) Qin
CE AGN786 - active, SINO-CEEF Capital Management Company Limited
Hironori Hattori
CE ACP644 - active, SMBC Nikko Securities (Hong Kong) Limited
Haotian (SFC:BFN673) He
CE BFN673 - active, SMBC Nikko Securities (Hong Kong) Limited
Yancheng Hong
CE AVS886 - active, SMBC Nikko Securities (Hong Kong) Limited
Li Ern Joy Kwek
CE ANQ606 - active, SMBC Nikko Securities (Hong Kong) Limited
Machiko Sampson
CE AJI380 - active, SMBC Nikko Securities (Hong Kong) Limited
Arisa Shimamoto
CE BGM560 - active, SMBC Nikko Securities (Hong Kong) Limited
Rong Song
CE BRD832 - active, SMBC Nikko Securities (Hong Kong) Limited
Tony Ho Tung Yue
CE ALU744 - active, SMBC Nikko Securities (Hong Kong) Limited
Salim Zaman
CE BWE291 - active, SMBC Nikko Securities (Hong Kong) Limited
Geoffrey Li Zhao
CE AXP175 - ceased
Kazuyuki Abe
CE BWB665 - active, SMBC Nikko Securities (Hong Kong) Limited
Naoki Abe
CE BXN769 - active, SMBC Nikko Securities (Hong Kong) Limited
Chafik Amira
CE BVO614 - active, SMBC Nikko Securities (Hong Kong) Limited
Koki Ato
CE BVE265 - active, SMBC Nikko Securities (Hong Kong) Limited
James William Bainbridge
CE BAV890 - ceased
Thomas Carlone
CE AMJ337 - active, SMBC Nikko Securities (Hong Kong) Limited
Ching Han Chan
CE BGU411 - active, SMBC Nikko Securities (Hong Kong) Limited
Kai Ming Gary Chow
CE BWW653 - active, SMBC Nikko Securities (Hong Kong) Limited
Neill Alexander Christie
CE BFN857 - active, SMBC Nikko Securities (Hong Kong) Limited
Miki den
CE BWC349 - active, SMBC Nikko Securities (Hong Kong) Limited
Shunsuke Fujii
CE BDM851 - active, SMBC Nikko Securities (Hong Kong) Limited
Junichi Fujimoto
CE BTT887 - active, SMBC Nikko Securities (Hong Kong) Limited