Yuet Fung Tam
譚鉞鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuet Fung Tam (譚鉞鋒), CE reference BAY295. Currently licensed at 1 firm(s): Rifa Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-11 | present |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-18 | 2023-03-31 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-17 | 2020-10-23 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-01 | 2020-02-29 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-15 | 2019-06-30 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-03 | 2018-05-31 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-16 | 2013-10-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-19 | 2013-10-28 |
| Public Securities Limited 大眾証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-04 | 2013-06-12 |