James Yong Min Kim
金容珉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Yong Min Kim (金容珉), a licensed Representative with CE reference AWW389. Currently licensed at 1 firm(s): S&P Global Ratings Hong Kong Limited. Active regulated activities: Type 10 - Providing credit rating services. This person has 6.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2024-07-22 | present |
| Carret Private Capital Limited | Rep | Type 1 - Dealing in securities | 2018-04-30 | 2019-04-03 |
| Carret Private Capital Limited | Rep | Type 4 - Advising on securities | 2018-04-30 | 2019-04-03 |
| Carret Private Capital Limited | Rep | Type 9 - Asset management | 2018-04-30 | 2019-04-03 |
| QL Asset Management Company Limited | Rep | Type 1 - Dealing in securities | 2015-09-22 | 2018-04-30 |
| QL Asset Management Company Limited | Rep | Type 4 - Advising on securities | 2015-09-22 | 2018-04-30 |
| QL Asset Management Company Limited | Rep | Type 9 - Asset management | 2015-09-22 | 2018-04-30 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-25 | 2011-08-04 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-25 | 2011-08-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Yong Min Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.