William Yuk Nam Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Yuk Nam Lee (李育南), a licensed Representative with CE reference ABF182. Currently licensed at 2 firm(s): Rifa Asset Management Limited, Rifa Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 13.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Asset Management Limited 日發資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-15 | present |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-14 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-14 | 2016-09-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-10 | 2013-10-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-10 | 2013-10-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-18 | 2012-08-11 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-18 | 2012-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Yuk Nam Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.