Connie Wai Yee Li
李惠怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Wai Yee Li (李惠怡), CE reference ADJ714. Currently licensed at 1 firm(s): Rifa Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-06 |