Yin King Lai
賴燕琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin King Lai (賴燕琼), a licensed former licensee with CE reference BNO630. This person has 5.2 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-04-20 | 2026-03-12 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 4 - Advising on securities | 2023-04-20 | 2026-03-12 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 9 - Asset management | 2023-04-20 | 2026-03-12 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-22 | 2023-04-20 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 9 - Asset management | 2021-02-22 | 2023-04-20 |
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-18 | 2023-04-20 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin King Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jianyu Wang | Rockflow Securities Limited | 2020–2026 |
| Chak Fai Lee | Rockflow Securities Limited | 2020–2024 |
| Pui Tin Wu | Rockflow Securities Limited | 2021–2023 |
| Chun Keung Lin | Rockflow Securities Limited | 2024–2026 |
| Choi Hung Chan | Rockflow Securities Limited | 2020–2022 |
| Tun Lok Carlos Koo | Rockflow Securities Limited | 2020–2023 |
| Kenneth Kar Loong Ho | Rockflow Securities Limited | 2022–2023 |
| Ka Hung Tsoi | Rockflow Securities Limited | 2026 |
| Chang Fei | Rockflow Securities Limited | 2020–2021 |
| Wai Ling Kwok | Rockflow Securities Limited | 2023 |