Stephen Ka Fai Chan
陳家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Ka Fai Chan (陳家輝), CE reference AOS673. Currently licensed at 3 firm(s): Rifa Asset Management Limited, Rifa Futures Limited, Rifa Securities Limited. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-10-27 | present |
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-10-27 | present |
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 9 — Asset management | 2017-10-27 | present |
| Rifa Futures Limited 日發期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-05-12 | present |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-13 | present |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-30 | 2017-02-13 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-30 | 2017-05-12 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 — Asset management | 2014-06-27 | 2016-06-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-04-10 | 2016-06-30 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-08 | 2016-06-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-04-08 | 2016-06-30 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-12 | 2014-04-08 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-12 | 2016-06-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-12 | 2014-04-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-04 | 2014-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2013-01-04 | 2014-01-27 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2013-01-04 | 2014-01-27 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-12 | 2013-01-01 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-01-12 | 2013-01-01 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 4 — Advising on securities | 2012-01-12 | 2013-01-01 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-01-12 | 2013-01-01 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-06-28 | 2011-05-31 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-06-28 | 2011-05-31 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-15 | 2008-12-18 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 — Advising on securities | 2008-07-15 | 2008-12-18 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 — Asset management | 2007-08-13 | 2008-12-18 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 — Asset management | 2007-05-31 | 2007-08-13 |