Stephen Ka Fai Chan
陳家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Ka Fai Chan (陳家輝), a licensed Responsible Officer with CE reference AOS673. Currently licensed at 3 firm(s): Rifa Asset Management Limited, Rifa Futures Limited, Rifa Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 16.5 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-10-27 | present |
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-10-27 | present |
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 9 - Asset management | 2017-10-27 | present |
| Rifa Futures Limited 日發期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-05-12 | present |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-13 | present |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-30 | 2017-02-13 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-12-30 | 2017-05-12 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 - Asset management | 2014-06-27 | 2016-06-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-04-10 | 2016-06-30 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-04-08 | 2016-06-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-04-08 | 2016-06-30 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-12 | 2014-04-08 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-02-12 | 2016-06-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-12 | 2014-04-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-04 | 2014-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2013-01-04 | 2014-01-27 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 - Asset management | 2013-01-04 | 2014-01-27 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 - Dealing in securities | 2012-01-12 | 2013-01-01 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-01-12 | 2013-01-01 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 4 - Advising on securities | 2012-01-12 | 2013-01-01 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 9 - Asset management | 2012-01-12 | 2013-01-01 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-06-28 | 2011-05-31 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2010-06-28 | 2011-05-31 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2008-07-15 | 2008-12-18 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 - Advising on securities | 2008-07-15 | 2008-12-18 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 - Asset management | 2007-08-13 | 2008-12-18 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 - Asset management | 2007-05-31 | 2007-08-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Ka Fai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sai Hung Li | Rifa Futures Limited | 2017–present |
| Kai Shing Tang | Rifa Futures Limited | 2014–2022 |
| Wai Hong Tang | Rifa Futures Limited | 2014–2022 |
| Mang Suen Luk | Rifa Futures Limited | 2014–2026 |
| Jian Liu | Rifa Futures Limited | 2014–2025 |
| Xiya Jin | Rifa Futures Limited | 2015–present |
| Canghai Wu | Rifa Futures Limited | 2015–present |
| Lei Sin Tsang | Rifa Futures Limited | 2018–present |
| William Yuk Nam Lee | Rifa Securities Limited | 2014–present |
| Ming Fai Kong | Rifa Futures Limited | 2014–2018 |
| Ka Keung Kwan | Rifa Futures Limited | 2019–present |
| Ling Yu Chan | Rifa Securities Limited | 2019–present |
| Gengrong Li | Rifa Futures Limited | 2017–2021 |
| Hon Bun Suen | Rifa Securities Limited | 2014–present |
| Ming Li Chu | Rifa Futures Limited | 2017–2022 |
| Jun Chai | Rifa Futures Limited | 2016–2020 |
| Pak Wing Tsang | Rifa Securities Limited | 2014–present |
| Sau Chee Chan | Rifa Securities Limited | 2014–present |
| Li Fong Li | Rifa Securities Limited | 2014–present |
| Man Ching Tong | Rifa Securities Limited | 2014–present |