Wai Sun Tin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sun Tin (田偉辰), a licensed Responsible Officer with CE reference BQG627. Currently licensed at 2 firm(s): Realord Asia Pacific Securities Limited, Realord Asia Pacific Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.7 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-26 | present |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-09-26 | present |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-08-17 | present |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-26 | 2023-09-26 |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-26 | 2023-09-26 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-04 | 2023-06-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2023-01-04 | 2023-06-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-29 | 2023-01-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-10-29 | 2022-08-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-29 | 2023-01-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sun Tin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.