Ming Ho Lau
劉明皓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Ho Lau (劉明皓), CE reference AUQ041. Currently licensed at 1 firm(s): Rockhampton Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockhampton Management Limited | RO | Type 4 — Advising on securities | 2022-10-07 | present |
| Rockhampton Management Limited | RO | Type 9 — Asset management | 2022-10-07 | present |
| Rockhampton Management Limited | Rep | Type 4 — Advising on securities | 2011-01-26 | 2022-10-07 |
| Rockhampton Management Limited | Rep | Type 9 — Asset management | 2011-01-26 | 2022-10-07 |
| Rockhampton Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-02-25 | 2011-01-26 |