Ming Ho Lau
劉明皓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Ho Lau (劉明皓), a licensed Responsible Officer with CE reference AUQ041. Currently licensed at 1 firm(s): Rockhampton Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.5 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockhampton Management Limited | RO | Type 4 - Advising on securities | 2022-10-07 | present |
| Rockhampton Management Limited | RO | Type 9 - Asset management | 2022-10-07 | present |
| Rockhampton Management Limited | Rep | Type 4 - Advising on securities | 2011-01-26 | 2022-10-07 |
| Rockhampton Management Limited | Rep | Type 9 - Asset management | 2011-01-26 | 2022-10-07 |
| Rockhampton Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-02-25 | 2011-01-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Ho Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.