Clarissa Lai Ping Lam
林麗萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clarissa Lai Ping Lam (林麗萍), CE reference AED496. Currently licensed at 2 firm(s): Roctec Securities Company Limited, Roctec Futures Trading Company Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roctec Securities Company Limited 鷹達證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-12 | present |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-09-12 | present |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-09-12 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2017-09-12 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-07 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-03-07 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-07 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-07 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-07 |