Wai Kei Yeung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kei Yeung (楊偉基), a licensed Responsible Officer with CE reference AOX999. Currently licensed at 1 firm(s): Red Sun Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 17.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Sun Capital Limited 紅日資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-05-11 | present |
| Red Sun Capital Limited 紅日資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-05 | present |
| Red Sun Capital Limited 紅日資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-04-21 | 2020-05-11 |
| Tianlong Capital Management Limited 天龍資本管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-03-20 | 2019-11-16 |
| Hologram Capital Limited 中孚資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-01-19 | 2017-06-30 |
| Nuada Limited 洛爾達有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-01-27 | 2016-08-03 |
| Nuada Limited 洛爾達有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-03 | 2015-01-27 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-20 | 2014-07-01 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-20 | 2010-03-31 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-22 | 2014-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kei Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.