William Kei Leung Lee
李基樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Kei Leung Lee (李基樑), CE reference AHP766. Currently licensed at 1 firm(s): Red Cliff Asset Management Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Cliff Asset Management Limited 赤壁資產管理有限公司 |
RO | Type 9 — Asset management | 2012-08-15 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2008-12-08 | 2012-02-28 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2008-12-08 | 2012-02-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-17 | 2009-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2008-07-17 | 2012-02-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-07-17 | 2009-11-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-07-17 | 2009-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2008-07-17 | 2012-02-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-07-17 | 2009-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2005-08-18 | 2012-02-28 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2005-08-18 | 2012-02-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-07-27 | 2008-07-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2004-07-27 | 2008-07-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2005-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2005-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-12-02 |