Mei Yan Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Yan Lo (羅美欣), a licensed Responsible Officer with CE reference AJK653. Currently licensed at 1 firm(s): Richland Worldwide Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Richland Worldwide Limited 富信(環球)集團有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-21 | present |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
RO | Type 4 - Advising on securities | 2019-01-21 | present |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
RO | Type 9 - Asset management | 2019-01-21 | present |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-03 | 2019-01-21 |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-13 | 2019-01-21 |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
Rep | Type 9 - Asset management | 2013-06-13 | 2019-01-21 |
| Richland Capital Management Limited 富信資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-23 | 2013-06-01 |
| Richland Capital Management Limited 富信資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-10-23 | 2013-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mei Yan Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.