Pu Liu
劉璞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pu Liu (劉璞), CE reference BHH899. Currently licensed at 1 firm(s): Rongtong Global Investment Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-09 | present |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-09 | present |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-08-09 | present |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-28 | 2024-01-31 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-28 | 2024-01-31 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-18 | 2017-12-27 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-18 | 2017-12-27 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-04-18 | 2017-12-27 |