Peggy Pik Ki Chan
陳碧姬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peggy Pik Ki Chan (陳碧姬), CE reference AAE231. Currently licensed at 1 firm(s): Rifa Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-08 | present |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 8 — Securities margin financing | present | 2004-11-19 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 1 — Dealing in securities | present | 2016-09-01 |
| Magusta Futures Limited 邁高達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2012-09-30 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 4 — Advising on securities | present | 2016-09-01 |
| Magusta Futures Limited 邁高達期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2012-09-30 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-19 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 9 — Asset management | present | 2013-09-30 |
| Magusta Futures Limited 邁高達期貨有限公司 |
RO | Type 9 — Asset management | present | 2012-09-30 |