Peggy Pik Ki Chan
陳碧姬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peggy Pik Ki Chan (陳碧姬), a licensed Representative with CE reference AAE231. Currently licensed at 1 firm(s): Rifa Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.6 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-08 | present |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 8 - Securities margin financing | Pre-2003 | 2004-11-19 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2016-09-01 |
| Magusta Futures Limited 邁高達期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2012-09-30 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2016-09-01 |
| Magusta Futures Limited 邁高達期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2012-09-30 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-19 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2013-09-30 |
| Magusta Futures Limited 邁高達期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2012-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peggy Pik Ki Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.