Ming Li
李明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Li (李明), a licensed Responsible Officer with CE reference BQW734. Currently licensed at 1 firm(s): Central International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 4.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central International Securities Limited 中環國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-21 | present |
| Central International Securities Limited 中環國際證券有限公司 |
RO | Type 4 - Advising on securities | 2024-03-21 | present |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-12 | 2023-09-29 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 4 - Advising on securities | 2023-05-12 | 2023-09-29 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-31 | 2023-05-12 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-31 | 2023-05-12 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 9 - Asset management | 2022-09-20 | 2023-09-29 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-10-11 | 2022-09-02 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
RO | Type 9 - Asset management | 2021-10-11 | 2022-09-02 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-22 | 2022-09-02 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-22 | 2021-10-11 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-04-22 | 2021-10-11 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.