Qi Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi Li (李琦), a licensed Responsible Officer with CE reference AGM782. Currently licensed at 1 firm(s): Chenghe Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chenghe Capital Management Limited 成和資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-10 | present |
| Chenghe Capital Management Limited 成和資本管理有限公司 |
RO | Type 4 - Advising on securities | 2023-02-10 | present |
| Chenghe Capital Management Limited 成和資本管理有限公司 |
RO | Type 9 - Asset management | 2023-02-10 | present |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-23 | 2020-12-31 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-03-23 | 2020-12-31 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
RO | Type 9 - Asset management | 2018-03-23 | 2020-12-31 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-30 | 2018-03-23 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-30 | 2018-03-23 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-06-30 | 2018-03-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-07-23 | 2017-03-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qi Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.