Patrick Wai Yip Fung
馮偉業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Wai Yip Fung (馮偉業), CE reference AOW903. Currently licensed at 1 firm(s): De Riva Asia Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited |
RO | Type 1 — Dealing in securities | 2014-04-29 | present |
| De Riva Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2014-04-29 | present |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2014-02-11 | 2014-04-29 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2014-02-11 | 2014-04-29 |
| De Riva Asia Limited |
RO | Type 1 — Dealing in securities | 2013-07-26 | 2014-01-26 |
| De Riva Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2013-07-26 | 2014-01-26 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2013-03-11 | 2013-07-26 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2013-03-11 | 2013-07-26 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2008-06-26 | 2013-02-28 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2008-02-25 | 2013-02-28 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-05 | 2008-01-14 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-05 | 2008-01-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-09 | 2007-09-29 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-09 | 2007-09-29 |