Jacob Yiu Tong Wong
王耀堂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacob Yiu Tong Wong (王耀堂), a licensed Responsible Officer with CE reference AQD638. Currently licensed at 1 firm(s): DLJ Real Estate Capital Partners (HK), Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DLJ Real Estate Capital Partners (HK), Limited |
RO | Type 1 — Dealing in securities | 2011-06-29 | present |
| DLJ Real Estate Capital Partners (HK), Limited |
RO | Type 4 — Advising on securities | 2011-06-29 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-17 | 2010-09-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-17 | 2010-09-15 |
| Aberdeen International Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2007-12-14 | 2009-04-30 |
| Aberdeen International Investment Management Limited |
Rep | Type 4 — Advising on securities | 2007-12-14 | 2009-04-30 |