John Johng Yun Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Johng Yun Kim, a licensed Responsible Officer with CE reference ACP274. Currently licensed at 1 firm(s): Carlyle Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyle Asia Limited 凱雷投資集團有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-08 | present |
| Carlyle Asia Limited 凱雷投資集團有限公司 |
RO | Type 4 — Advising on securities | 2021-10-08 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2014-11-11 | 2019-11-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 6 — Advising on corporate finance | 2014-11-11 | 2019-11-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2003-12-02 | 2014-11-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2003-12-02 | 2014-11-11 |