Hon Sum Tang
鄧漢森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Sum Tang (鄧漢森), CE reference BJY466. Currently licensed at 2 firm(s): CITIC CFI Securities Company Limited, CITIC Futures International Company Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-25 | present |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-01 | present |
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-01 | 2021-01-12 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-12 | 2019-07-17 |
| Gong Ping Futures Limited 公平期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-12 | 2019-07-17 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-22 | 2018-06-19 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-22 | 2018-06-19 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-08 | 2017-10-13 |