Ting Yu Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Yu Lam (林鼎宇), a licensed Responsible Officer with CE reference AGK850. Currently licensed at 1 firm(s): Solomon JFZ (Asia) Holdings Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.9 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-13 | present |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 4 - Advising on securities | 2026-05-13 | present |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 9 - Asset management | 2026-05-13 | present |
| Central International Securities Limited 中環國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-21 | 2026-04-16 |
| Central International Securities Limited 中環國際證券有限公司 |
RO | Type 4 - Advising on securities | 2024-03-21 | 2026-04-16 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-05 | 2023-12-10 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 9 - Asset management | 2023-10-05 | 2023-12-10 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-05 | 2023-10-05 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 - Asset management | 2023-07-05 | 2023-10-05 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 9 - Asset management | 2022-09-20 | 2023-06-05 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-18 | 2023-06-05 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 4 - Advising on securities | 2019-12-18 | 2023-06-05 |
| SR Wealth Securities Limited 中富證券有限公司 |
RO | Type 4 - Advising on securities | 2019-04-17 | 2019-05-31 |
| SR Wealth Securities Limited 中富證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-03 | 2019-05-31 |
| RaffAello Securities (HK) Limited | RO | Type 1 - Dealing in securities | 2018-08-28 | 2018-12-24 |
| RaffAello Securities (HK) Limited | Rep | Type 1 - Dealing in securities | 2018-07-17 | 2018-08-28 |
| RaffAello Securities (HK) Limited | Rep | Type 4 - Advising on securities | 2018-07-17 | 2018-12-24 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-09 | 2018-07-09 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-19 | 2018-07-09 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-28 | 2006-04-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ting Yu Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.