Wah Yeung Chong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Yeung Chong (莊華揚), a licensed Responsible Officer with CE reference AJH301. Currently licensed at 1 firm(s): Chocolate Finance HK Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.2 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chocolate Finance HK Limited |
RO | Type 1 - Dealing in securities | 2025-12-11 | present |
| Chocolate Finance HK Limited |
RO | Type 4 - Advising on securities | 2025-12-11 | present |
| Chocolate Finance HK Limited |
RO | Type 9 - Asset management | 2025-12-11 | present |
| Chocolate Finance HK Limited |
Rep | Type 1 - Dealing in securities | 2025-11-10 | 2025-12-11 |
| Chocolate Finance HK Limited |
Rep | Type 4 - Advising on securities | 2025-11-10 | 2025-12-11 |
| Chocolate Finance HK Limited |
Rep | Type 9 - Asset management | 2025-11-10 | 2025-12-11 |
| Mint Capital Limited | RO | Type 4 - Advising on securities | 2025-09-17 | 2025-10-03 |
| Mint Capital Limited | RO | Type 9 - Asset management | 2025-09-17 | 2025-10-03 |
| Pulun International Asset Management Limited 普倫國際資產管理有限公司 |
RO | Type 9 - Asset management | 2020-10-16 | 2025-09-12 |
| Pulun International Asset Management Limited 普倫國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-08-28 | 2020-10-16 |
| Pulun International Securities Limited 普倫國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-05 | 2025-09-12 |
| Pulun International Securities Limited 普倫國際證券有限公司 |
RO | Type 4 - Advising on securities | 2016-12-05 | 2025-09-12 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-01 | 2016-10-07 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-13 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-13 | 2016-06-30 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-13 | 2016-10-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-23 | 2009-05-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-23 | 2009-05-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-11-23 | 2009-05-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-15 | 2007-11-10 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-15 | 2007-11-10 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-03-15 | 2007-11-10 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-06-21 | 2007-03-03 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-11-02 | 2007-03-03 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-06-09 | 2007-03-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-04 | 2007-03-03 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-04 | 2007-03-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wah Yeung Chong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.