Ziyou Shang
尚子又
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziyou Shang (尚子又), CE reference BNS040. Currently licensed at 2 firm(s): CITIC Futures International Company Limited, CITIC CFI Securities Company Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-10-19 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-27 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-27 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-02 | 2022-03-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-02 | 2022-03-20 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-07-02 | 2022-03-20 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-02 | 2022-03-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-02 | 2022-03-20 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-29 | 2021-06-16 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-24 | 2021-06-16 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-24 | 2021-06-16 |