Cheung Ching Lam
林長青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheung Ching Lam (林長青), a licensed Responsible Officer with CE reference AEJ389. Currently licensed at 1 firm(s): Direxion Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Direxion Asia Limited |
RO | Type 1 — Dealing in securities | 2019-07-09 | present |
| Direxion Asia Limited |
RO | Type 4 — Advising on securities | 2019-07-09 | present |
| Direxion Asia Limited |
Rep | Type 1 — Dealing in securities | 2019-06-10 | 2019-07-09 |
| Direxion Asia Limited |
Rep | Type 4 — Advising on securities | 2019-06-10 | 2019-07-09 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-05 | 2019-04-30 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-05 | 2019-04-30 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-16 | 2012-12-15 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-16 | 2012-12-15 |