Dick Tik Man Lee
李迪文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Tik Man Lee (李迪文), a licensed Representative with CE reference AFM918. Currently licensed at 1 firm(s): Qantex Capital Markets Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.2 years of SFC licence history. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qantex Capital Markets Limited | Rep | Type 1 - Dealing in securities | 2026-07-02 | present |
| Qantex Capital Markets Limited | Rep | Type 2 - Dealing in futures contracts | 2026-07-02 | present |
| De Riva Asia Limited | RO | Type 1 - Dealing in securities | 2013-06-18 | 2026-04-01 |
| De Riva Asia Limited | RO | Type 2 - Dealing in futures contracts | 2013-06-18 | 2026-04-01 |
| De Riva Asia Limited | Rep | Type 1 - Dealing in securities | 2013-03-21 | 2013-06-18 |
| De Riva Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-03-21 | 2013-06-18 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-06-03 | 2012-12-10 |
| BGC Securities (Hong Kong) LLC | RO | Type 1 - Dealing in securities | 2008-06-25 | 2013-02-28 |
| BGC Securities (Hong Kong) LLC | RO | Type 2 - Dealing in futures contracts | 2008-06-25 | 2013-02-28 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2008-02-25 | 2008-06-25 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-30 | 2008-01-14 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-24 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-03-24 | 2008-01-14 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-03-18 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-03-18 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-09 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2006-03-18 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dick Tik Man Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.