Yuen Tung Chow
周元彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Tung Chow (周元彤), a licensed Responsible Officer with CE reference AEZ042. Currently licensed at 1 firm(s): Canadas Assets Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canadas Assets Management Limited 嘉匯達資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-27 | present |
| Canadas Assets Management Limited 嘉匯達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-09-27 | present |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-31 | 2023-12-08 |
| Hooray Securities Limited 好盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-02-25 | 2022-08-31 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-16 | 2021-02-11 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-16 | 2020-05-04 |
| Prestige Securities Limited 盛德證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-31 | 2018-04-30 |
| Prestige Securities Limited 盛德證券有限公司 |
RO | Type 4 — Advising on securities | 2017-08-31 | 2018-04-30 |
| Prestige Securities Limited 盛德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-10 | 2017-08-31 |
| Prestige Securities Limited 盛德證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-10 | 2017-08-31 |
| Christfund Futures Limited 恒豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-02-01 | 2017-04-20 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-12 | 2007-02-01 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-04-20 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-02 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-02 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-02 |