Cisco Shiu Hung Li
李韶洪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cisco Shiu Hung Li (李韶洪), CE reference AAD356. Currently licensed at 1 firm(s): DL Brokerage Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-14 |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-30 |
| DL Brokerage Limited 佐雄證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-30 |