Clio Wan Yue Lim
林尹瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clio Wan Yue Lim (林尹瑜), a licensed Responsible Officer with CE reference ANQ280. Currently licensed at 1 firm(s): Cedarmont Partners Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cedarmont Partners Limited 松恩資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-11-10 | present |
| Cedarmont Partners Limited 松恩資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-11-10 | present |
| Cedarmont Partners Limited 松恩資產管理有限公司 |
RO | Type 9 - Asset management | 2025-11-10 | present |
| Daintree Partners Limited 智立方財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-02 | 2025-07-31 |
| Daintree Partners Limited 智立方財富管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-02 | 2025-07-31 |
| Daintree Partners Limited 智立方財富管理有限公司 |
RO | Type 9 - Asset management | 2019-04-02 | 2025-07-31 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-11 | 2018-12-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2012-10-25 | 2018-12-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-25 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2012-10-25 | 2018-12-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-03 | 2012-08-11 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-03 | 2012-08-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-07-11 | 2012-08-11 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-07-11 | 2010-09-03 |