Pak San Jonathan Lee
李柏燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak San Jonathan Lee (李柏燊), CE reference AWI077. Currently licensed at 1 firm(s): De Riva Asia Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2025-05-02 | present |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2025-05-02 | present |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-10-21 | 2024-10-31 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2022-10-21 | 2024-10-31 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2021-11-25 | 2024-10-31 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2021-11-25 | 2024-10-31 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-29 | 2022-11-02 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2021-09-03 | 2024-10-31 |
| GFI (HK) Securities L.L.C. | Rep | Type 2 — Dealing in futures contracts | 2021-09-03 | 2024-10-31 |
| Qantex Capital Markets Limited | Rep | Type 1 — Dealing in securities | 2021-04-01 | 2021-08-07 |
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2021-04-01 | 2021-08-07 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-06 | 2021-02-26 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2020-04-01 | 2021-02-26 |
| GFI (HK) Securities L.L.C. | Rep | Type 2 — Dealing in futures contracts | 2020-04-01 | 2021-02-26 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2020-04-01 | 2021-02-26 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2011-02-22 | 2020-03-31 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2010-12-22 | 2020-03-31 |