Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Tin Fuk Wong
CE AAD968 - active, Hing Wong Securities Limited
Wai Sum Wong
CE AAD949 - active, Hing Wong Securities Limited
Yeuk Lan Wong
CE ABU035 - active, Hing Wong Securities Limited
Chun Pang Cheung
CE AAE082 - active, Hing Wong Securities Limited
Alain Yue Hon Fung
CE AGF904 - active, Hing Wong Securities Limited
Quentin Fu Shing Lee
CE AEH165 - active, Hing Wong Securities Limited
Josephine Pui Yin Lo
CE AFS354 - active, Hing Wong Securities Limited
Shuk Ling Tsang
CE ACP891 - active, Hing Wong Securities Limited
Chi Yin (SFC:ATR829) Wong
CE ATR829 - active, Hing Wong Securities Limited
Oi Kwan Wong
CE AAO775 - active, Hing Wong Securities Limited
Sung Hur
CE BEM508 - active, Hodes Weill Asia Limited
Alfredo Paulo Lobo
CE ACP300 - active, Hodes Weill Asia Limited
Wing Man Wong
CE BSX739 - active, Evercore Asia Limited
Lin Ji
CE BTG446 - active, Holly International Asset Management Company Limited
Hon Pan Kwok
CE BDT789 - active, Holly International Asset Management Company Limited
Xi (SFC:BAP836) Xiang
CE BAP836 - active, Holly International Asset Management Company Limited
Wai Lam Chow
CE BJU686 - active, Holly International Financial Holdings Limited
Jiehao Zhao
CE BUY027 - active, Holly International Financial Holdings Limited
Wai Leung So
CE ADN063 - active, Holly International Financial Holdings Limited
Pang Chi Wan
CE BHF148 - active, Holly International Financial Holdings Limited
Yiu Keung Chau
CE BCC067 - active, Holly International Financial Holdings Limited
Ho Lam Fan
CE BRK927 - active, Holly International Financial Holdings Limited
Chi Man Fung
CE ABM252 - active, Holly International Financial Holdings Limited
Jacqueline Ka Yee Lee
CE AOS409 - active, Holly International Financial Holdings Limited
Wei Liang
CE ANU388 - active, Holly International Financial Holdings Limited
Man Ma
CE ALK024 - active, Holly International Financial Holdings Limited
Dick Tak Ming Ma
CE ABH572 - active, Holly International Financial Holdings Limited
Key Wai Man
CE ACW740 - active, Holly International Financial Holdings Limited
Zuncheng Peng
CE BOC356 - active, Holly International Financial Holdings Limited
Kwok Wah Tong
CE AEM039 - active, Holly International Financial Holdings Limited
Zhenhua Zhao
CE BVZ842 - active, Holly International Financial Holdings Limited
Kaiwen Zhao
CE BRY440 - active, Holly International Financial Holdings Limited
Yeuk Kuen Li
CE BHP147 - active, Homaer Asset Management Company Limited
Chengkun Ye
CE BRW679 - active, Homaer Asset Management Company Limited
Xin (SFC:BTB142) Ye
CE BTB142 - active, Homaer Asset Management Company Limited
Angie Chan
CE ADN450 - active, Homily Worldwide Securities Company Limited
Patricia Lai Wah Chan
CE AQN141 - active, Homily Worldwide Securities Company Limited
Yin Ling Elaine Chan
CE BPX985 - active, Hong Investment Advisors Limited
Shun Hong Liu
CE ANQ958 - active, Hong Investment Advisors Limited
Kai Peter Lam
CE BVK675 - active, Hong Investment Advisors Limited
Jackson Shih
CE BVE310 - active, Hong Investment Advisors Limited
Chun Hung Ho
CE BBN267 - active, Hong Kong Asset Management Limited
Yiu Kwong Kan
CE BDC075 - active, Hong Kong Asset Management Limited
Kien Ming Chan
CE BPK681 - active, Hong Kong Asset Management Limited
Yun Ching Lam
CE BLN673 - active, Hong Kong Asset Management Limited
Chun Hing Ng
CE BBT503 - active, Hong Kong Asset Management Limited
Anson Wai Hung To
CE AFK975 - active, Hong Kong Asset Management Limited
Chun Sing (SFC:AFX583) Chan
CE AFX583 - active, Hong Kong ChengShan Asset Management Limited
Pui Kwan Cheung
CE ACT768 - active, Hong Kong Horizon Insights Research Limited
Dongfan Ma
CE BSG270 - active, Hong Kong Horizon Insights Research Limited
Jian Huo
CE BTU876 - active, Hong Kong Horizon Insights Research Limited
Fang (SFC:BWK461) Wang
CE BWK461 - active, Hong Kong Horizon Insights Research Limited
Yi (SFC:BUY443) Zhang
CE BUY443 - active, Hong Kong Horizon Insights Research Limited
Lu Zhao
CE BTP214 - active, Hong Kong Horizon Insights Research Limited
Wang Kwan Chan
CE AQN578 - ceased
Yanping Chen
CE BVS105 - active, Hong Kong International Capital Management Limited
Teresa Oi Shan Tsang
CE ANB045 - ceased
Haitong Xu
CE BUQ414 - active, Hong Kong International Capital Management Limited
Chen Xue
CE BWQ758 - active, Hong Kong International Capital Management Limited
Kaizhou Zhang
CE BXQ069 - active, Hong Kong International Capital Management Limited
Anthony King Yan Lai
CE AGA420 - ceased
Ming Fai Liu
CE ARP191 - active, Hongkong Rich & Fortune Securities Co., Limited
Siu Fei Chan
CE ANN259 - active, Hooray Securities Limited
Jinyang Chen
CE BLH269 - active, Hooray Asset Management Limited
Leung Cheung
CE BAL845 - active, Hooray Securities Limited
Rebecca Siu Man Mak
CE AHA802 - active, Hooray Capital Limited
Tsang Fu Kan
CE AEE050 - active, Hooray Securities Limited
Man Kit (SFC:BDE257) Ho
CE BDE257 - active, Hope Chain Asset Management Co., Limited
Wing Yan Natalie Hui
CE BUO617 - active, Hope Chain Asset Management Co., Limited
Wai Hin Wu
CE BNQ415 - active, Hope Chain Asset Management Co., Limited
Chui Chu Cheuk
CE BUT307 - active, Hope Chain Asset Management Co., Limited
Yuen Lam Fu
CE BQM563 - active, Hope Chain Asset Management Co., Limited
Yee Wah Ho
CE BOR153 - active, Hope Chain Asset Management Co., Limited
Yuen Ling Hui
CE ADY296 - active, Hope Chain Asset Management Co., Limited
Fiona Mei Lin Koon
CE ACW516 - active, Hope Chain Asset Management Co., Limited
Wai Yuk Lau
CE BUY678 - active, Hope Chain Asset Management Co., Limited
Yuen Mei (SFC:ACC257) Leung
CE ACC257 - active, Hope Chain Asset Management Co., Limited
Hiu Wa Ng
CE BRF869 - active, Hope Chain Asset Management Co., Limited
Wellington Y. Ong
CE AXD381 - active, Hope Chain Asset Management Co., Limited
Ming Wai Shek
CE AHR080 - active, Hope Chain Asset Management Co., Limited
Kwok Fung Tam
CE BPO998 - active, Hope Chain Asset Management Co., Limited
Wai Kee Leung
CE ANF250 - active, Hope Securities Limited
Simon Tak Lung Yau
CE AQS425 - active, Hope Securities Limited
Chiu Hua Cheng
CE ABJ816 - active, Hope Securities Limited
Yat Ming Chu
CE ARB850 - active, Horun Capital Management Limited
Yuk Yan Yeung
CE BBA227 - active, Horun Capital Management Limited
Ronald Patrick Lup Man Yu
CE APC229 - ceased
Weimin Chen
CE AFM256 - active, Houlihan Lokey (China) Limited
Brandon Lawrence Gale
CE BBT821 - active, Houlihan Lokey (China) Limited
Thomas William Seward
CE BOA532 - active, Houlihan Lokey (China) Limited
Shiyun Xia
CE AYS676 - active, Houlihan Lokey (China) Limited
Danmin Yan
CE ARC145 - active, Houlihan Lokey (China) Limited
Yixin Cai
CE BQT023 - active, Houlihan Lokey (China) Limited
Wanyue Cao
CE BUJ999 - active, Houlihan Lokey (China) Limited
Zi Heng Cheng
CE BLI613 - active, Houlihan Lokey (China) Limited
Runqiu Du
CE BRI480 - active, Houlihan Lokey (China) Limited
Ho Man Fu
CE BTG620 - active, Houlihan Lokey (China) Limited
Man Hin Fung
CE BUF953 - active, Houlihan Lokey (China) Limited
Bryan Goudzwaard
CE BNZ166 - active, Houlihan Lokey (China) Limited
Lingyan Hu
CE BTT148 - active, Houlihan Lokey (China) Limited
Tianzong Angela Hu
CE ANH100 - active, Houlihan Lokey (China) Limited
Zeyang Hu
CE BUQ792 - active, Houlihan Lokey (China) Limited
Chun-Yuan Lai
CE BVW291 - active, Houlihan Lokey (China) Limited
Yu Yeung Lam
CE BSC643 - active, Houlihan Lokey (China) Limited
Nicholas Che-Sun Li
CE BGQ870 - active, Houlihan Lokey (China) Limited
Xiaoqiu Lin
CE BWC528 - active, Houlihan Lokey (China) Limited
Yixiao Lin
CE BVW130 - active, Houlihan Lokey (China) Limited
Shuai (SFC:BTE532) Liu
CE BTE532 - active, Houlihan Lokey (China) Limited
Tsz Kin (SFC:BXA738) Mak
CE BXA738 - active, Houlihan Lokey (China) Limited
Daniel Eugene O'Donnell
CE AWH134 - active, Houlihan Lokey (China) Limited
Shuyang Ren
CE BTJ491 - active, Houlihan Lokey (China) Limited
Fengyuan Tian
CE BVQ296 - active, Houlihan Lokey (China) Limited
Madhav Verma
CE BHU425 - active, Houlihan Lokey (China) Limited
Zhangmeng Wu
CE BUE483 - active, Houlihan Lokey (China) Limited
Zhiyao Xu
CE BSS347 - active, Houlihan Lokey (China) Limited
Xianghai Yu
CE BUJ252 - active, Houlihan Lokey (China) Limited
Xinyi Yuan
CE BWW660 - active, Houlihan Lokey (China) Limited
Yao Zeng
CE BTT149 - active, Houlihan Lokey (China) Limited
Yi (SFC:BXF473) Zhang
CE BXF473 - active, Houlihan Lokey (China) Limited
Yihan Zhang
CE BRJ105 - active, Houlihan Lokey (China) Limited
Fengyue Zhao
CE BVW244 - active, Houlihan Lokey (China) Limited
Lixuan Zhu
CE BUG549 - active, Houlihan Lokey (China) Limited
April Qingnan Li
CE AZR336 - active, Hover4pi Capital Management Limited
Di (SFC:BRJ887) Zhao
CE BRJ887 - active, Hover4pi Capital Management Limited
Christina Lam
CE BWJ989 - active, Hover4pi Capital Management Limited
Lizhi Liang
CE BTU974 - active, Hover4pi Capital Management Limited
Jisheng Liu
CE BJC784 - active, Hover4pi Capital Management Limited
Chenning Xu
CE BXN674 - active, Hover4pi Capital Management Limited
Hongling Xin
CE BOP013 - active, Hua Ding International Asset Management Company Limited
Jinhan Yang
CE BPU415 - active, Hua Ding International Asset Management Company Limited
Yuting Gu
CE BUP123 - active, Hua Ding International Asset Management Company Limited
Guijing Zhang
CE BUP124 - active, Hua Ding International Asset Management Company Limited
Mengshi Tong
CE AWH879 - active, Huaan Securities (Hong Kong) Asset Management Limited
Yang (SFC:BTO873) Zhang
CE BTO873 - active, Huaan Securities (Hong Kong) Asset Management Limited
Guangzhong Ye
CE BQE467 - active, Huafu International Asset Management Limited
Stanley Siu Lai Tang
CE AFQ893 - active, Huafu International Finance Limited
Ji Zhou
CE BTM538 - active, Huafu International Finance Limited
Shirley Suet Yee Chan
CE AGI487 - active, Huajin Securities (International) Limited
Andrew Ngai Dick Cheong
CE APO885 - active, Huajin Securities (International) Limited
King Wai Tam
CE ACV699 - active, Huajin Corporate Finance (International) Limited
Man Shun Tsang
CE AFS253 - active, Huajin Futures (International) Limited
Nga Yan Wong
CE AWD491 - active, Huajin Securities (International) Limited
Wai Yam Wong
CE AXX085 - active, Huajin Securities (International) Limited
Feiyan Chen
CE BVC654 - active, Huajin Securities (International) Limited
Mengwei Geng
CE BVC657 - active, Huajin Securities (International) Limited
Christine Ying Ko
CE ARI201 - active, Huajin Securities (International) Limited
Mona Lee
CE BBP018 - active, Huajin Securities (International) Limited
Xintong Xiao
CE BRS789 - ceased
Chin Pang Yam
CE ANL963 - active, Huajin Research (International) Limited
Lu (SFC:BWY559) Yang
CE BWY559 - active, Huajin Securities (International) Limited
Chi Yan Lo
CE AFT126 - active, Huajin Securities (International) Limited
Wai Kuen Chan
CE APY466 - active, Huajin Futures (International) Limited
Kwok Wah Cheung
CE ADW264 - active, Huajin Securities (International) Limited
Friedman Owen Kwok
CE BLX124 - active, Huajin Futures (International) Limited
Wai Kin Lai
CE BFY894 - active, Huajin Futures (International) Limited
Chi Ping Li
CE BCZ784 - active, Huajin Securities (International) Limited
Chi Kiu Yip
CE AYJ196 - active, Huajin Securities (International) Limited
Chu Keung Yip
CE ACL684 - active, Huajin Futures (International) Limited
Wing Hong (SFC:AFB435) Yeung
CE AFB435 - active, Huajin Securities (International) Limited
Cheung Chi Hung
CE AUM469 - active, Huajin Securities (International) Limited
Bo Long Chen
CE APJ189 - active, Huatai (Hong Kong) Futures Limited
Yufan Hong
CE BNK793 - active, Huatai (Hong Kong) Futures Limited
Yi Mu Liu
CE BSY350 - ceased
Yi Weng
CE BRW092 - active, Huatai (Hong Kong) Futures Limited
Hok Man Wong
CE BFR725 - active, Huatai (Hong Kong) Futures Limited
Zhen Zheng
CE BCZ940 - active, Huatai (Hong Kong) Futures Limited
Xinnan Chen
CE BVC202 - active, Huatai (Hong Kong) Futures Limited
Chi Yiu Cheng
CE BRS961 - active, Huatai (Hong Kong) Futures Limited
Jieyi Gao
CE BRJ547 - active, Huatai (Hong Kong) Futures Limited
Qianxue Gao
CE BTM209 - active, Huatai (Hong Kong) Futures Limited
Chun Ho Lau
CE BTY082 - active, Huatai (Hong Kong) Futures Limited
Dongchang Li
CE BWB910 - active, Huatai (Hong Kong) Futures Limited
Ching Yin (SFC:ARS551) Ng
CE ARS551 - ceased
Jason Kim Fung Ng
CE BGG503 - active, Huatai (Hong Kong) Futures Limited
da Pang
CE BUK287 - active, Huatai (Hong Kong) Futures Limited
Kenney Tam
CE ANH001 - active, Huatai (Hong Kong) Futures Limited
Youyou Wang
CE BUC030 - active, Huatai (Hong Kong) Futures Limited
Rong Wei Wei
CE BSX766 - active, Huatai (Hong Kong) Futures Limited
Dongyi Yang
CE BQR339 - active, Huatai (Hong Kong) Futures Limited
Yang (SFC:BXA513) Yang
CE BXA513 - active, Huatai (Hong Kong) Futures Limited
Yiting Yin
CE BVC201 - active, Rui Da International Finance Holding Limited
Jin (SFC:BUO452) Zhang
CE BUO452 - active, Huatai (Hong Kong) Futures Limited
Minkun Zhang
CE BTC325 - active, Huatai (Hong Kong) Futures Limited
Xi Zou
CE BTM208 - active, Huatai (Hong Kong) Futures Limited
Zhongcheng Ai
CE BHA426 - active, Huatai Financial Holdings (Hong Kong) Limited
Yulong Cai
CE AXT416 - active, Huatai Financial Holdings (Hong Kong) Limited
Yiu Man Chan
CE AOS417 - active, Huatai Financial Holdings (Hong Kong) Limited
Shanshan Chen
CE AWW252 - active, Huatai Financial Holdings (Hong Kong) Limited
Xiaoyu Chen
CE AUX564 - active, Huatai Financial Holdings (Hong Kong) Limited
Hoi Shan Cheung
CE ALT754 - active, Huatai Financial Holdings (Hong Kong) Limited
Wai Lik Cheung
CE AEK034 - active, Huatai Financial Holdings (Hong Kong) Limited
Chi Chuen Ryan Chung
CE BDV071 - active, Huatai Financial Holdings (Hong Kong) Limited
Junhao Fan
CE BDO986 - active, Huatai Financial Holdings (Hong Kong) Limited
Yingzhi Fan
CE BWV750 - ceased
Zhongzhe Fan
CE BNW951 - active, Huatai Financial Holdings (Hong Kong) Limited
Rebecca Wing Yan Fu
CE AFE899 - ceased
Hui (SFC:BPG342) Feng
CE BPG342 - active, Huatai Financial Holdings (Hong Kong) Limited
Haiyan Gu
CE BXB694 - active, Huatai Financial Holdings (Hong Kong) Limited
Hanyu Gu
CE BIR327 - active, Huatai Financial Holdings (Hong Kong) Limited
Jiawei Guo
CE BNK699 - active, Huatai Financial Holdings (Hong Kong) Limited
Kam Kai Ho
CE AUI935 - active, Huatai Financial Holdings (Hong Kong) Limited
Xiaokan Jia
CE BBP857 - active, Huatai Financial Holdings (Hong Kong) Limited
Jing Jiang
CE BRJ376 - active, Huatai Financial Holdings (Hong Kong) Limited
Cathy Tung Wa Kok
CE ANM194 - active, Huatai Financial Holdings (Hong Kong) Limited
Kwok Hei Lau
CE AOQ599 - active, Huatai Financial Holdings (Hong Kong) Limited
Kelvin Yau-Teng Leung
CE APA551 - active, Huatai Financial Holdings (Hong Kong) Limited
Baohua Li
CE BJU349 - ceased
Hua Li
CE BPZ910 - active, Huatai Financial Holdings (Hong Kong) Limited
Ning (SFC:BWV282) Li
CE BWV282 - active, Huatai Financial Holdings (Hong Kong) Limited
Pan (SFC:AYF532) Li
CE AYF532 - active, Huatai Financial Holdings (Hong Kong) Limited
Shuo (SFC:BOS628) Li
CE BOS628 - ceased
Minwei Lian
CE BFF356 - active, Huatai Financial Holdings (Hong Kong) Limited
Shunrui Liao
CE BJQ665 - active, Huatai Financial Holdings (Hong Kong) Limited
Shanshan Lin
CE ASJ891 - active, Huatai Financial Holdings (Hong Kong) Limited
Taojiang Liu
CE AZV756 - active, Huatai Financial Holdings (Hong Kong) Limited
Ying (SFC:ATE914) Liu
CE ATE914 - active, Huatai Financial Holdings (Hong Kong) Limited
Yuqi Liu
CE APZ538 - active, Huatai Financial Holdings (Hong Kong) Limited
Jiuzhou Lu
CE ATR182 - active, Huatai Financial Holdings (Hong Kong) Limited
Yuanjing Ma
CE BFE452 - active, Huatai Financial Holdings (Hong Kong) Limited
Deyi Mao
CE BCC878 - active, Huatai Financial Holdings (Hong Kong) Limited
Xianjun Meng
CE BMA943 - active, Huatai Financial Holdings (Hong Kong) Limited
Yunan Min
CE BWI584 - ceased
Wei Qiao
CE BIJ682 - active, Huatai Financial Holdings (Hong Kong) Limited
Jia Ren
CE BFD049 - active, Huatai Financial Holdings (Hong Kong) Limited
Ruxiang Rong
CE BRZ557 - active, Huatai Financial Holdings (Hong Kong) Limited
Wan Sang Andy Shek
CE BAG221 - active, Huatai Financial Holdings (Hong Kong) Limited
Xiaofeng (SFC:BJJ358) Shi
CE BJJ358 - active, Huatai Financial Holdings (Hong Kong) Limited
Boqian Sun
CE BMP491 - active, Huatai Financial Holdings (Hong Kong) Limited
Wai Man Tai
CE ADY511 - active, Huatai Financial Holdings (Hong Kong) Limited
Chun Wa Tsui
CE ART866 - active, Huatai Financial Holdings (Hong Kong) Limited
Jiawei (SFC:APF036) Wang
CE APF036 - active, Huatai Financial Holdings (Hong Kong) Limited
Lei (SFC:ATV187) Wang
CE ATV187 - active, Huatai Financial Holdings (Hong Kong) Limited
Zhen (SFC:AZC796) Wang
CE AZC796 - active, Huatai Financial Holdings (Hong Kong) Limited
Chi Ming (SFC:AMK406) Wong
CE AMK406 - active, Huatai Financial Holdings (Hong Kong) Limited
Kin Ming Marcus Woo
CE AHN470 - active, Huatai Financial Holdings (Hong Kong) Limited
Hao (SFC:AYZ032) Wu
CE AYZ032 - active, Huatai Financial Holdings (Hong Kong) Limited
Xiuyu Wu
CE BXB693 - active, Huatai Financial Holdings (Hong Kong) Limited
Houze Xu
CE BEQ492 - active, Huatai Financial Holdings (Hong Kong) Limited
Peizhi Xu
CE BDO249 - active, Huatai Financial Holdings (Hong Kong) Limited
Zhan Xu
CE AQQ125 - active, Huatai Financial Holdings (Hong Kong) Limited
Xu Yang
CE BIN075 - active, Huatai Financial Holdings (Hong Kong) Limited
Yingqiu Yang
CE AKI594 - active, Huatai Financial Holdings (Hong Kong) Limited
Jack Hsin-Chou Yao
CE APQ725 - active, Huatai Financial Holdings (Hong Kong) Limited
Sze Ho Yeung
CE BEJ102 - active, Huatai Financial Holdings (Hong Kong) Limited
Fan (SFC:ALA702) Zhang
CE ALA702 - active, Huatai Financial Holdings (Hong Kong) Limited
Hui (SFC:BWU637) Zhang
CE BWU637 - active, Huatai Financial Holdings (Hong Kong) Limited
Jinsong Zhang
CE BDF218 - active, Huatai Financial Holdings (Hong Kong) Limited
Jiqiang Zhang
CE AMB145 - active, Huatai Financial Holdings (Hong Kong) Limited
Luming Zhao
CE AMN775 - active, Huatai Financial Holdings (Hong Kong) Limited
Guangming Ba
CE BWC223 - active, Huatai Financial Holdings (Hong Kong) Limited