Yunfan Du
杜云帆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunfan Du (杜云帆), CE reference AVS847. Currently licensed at 2 firm(s): China Harbour International Capital Limited, China Harbour International Securities Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Harbour International Capital Limited 中灣國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-02-03 | present |
| China Harbour International Securities Limited 中灣國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-21 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-16 | 2024-12-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-16 | 2024-12-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-16 | 2024-12-31 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-16 | 2024-02-23 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-05 | 2019-09-12 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-28 | 2019-09-12 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-28 | 2019-09-12 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2013-06-28 | 2015-11-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-20 | 2012-11-28 |