Jiang Zhu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiang Zhu (朱江), a licensed Representative with CE reference AXF039. Currently licensed at 2 firm(s): CITIC Futures International Company Limited, CITIC CFI Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 12.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-10-19 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-30 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-30 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-12 | 2021-04-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-06-22 | 2012-02-14 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-22 | 2014-06-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-21 | 2019-02-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-21 | 2014-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jiang Zhu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.