Sui Sing Chun

秦瑞昇
CE No. AAB678 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Sing Chun (秦瑞昇), a licensed Responsible Officer with CE reference AAB678. Currently licensed at 1 firm(s): DL Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.6 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
DL Brokerage Limited
佐雄證券有限公司
RO Type 1 - Dealing in securities Pre-2003 present
DL Brokerage Limited
佐雄證券有限公司
RO Type 4 - Advising on securities Pre-2003 present
DL Brokerage Limited
佐雄證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2003-10-30
DL Brokerage Limited
佐雄證券有限公司
RO Type 9 - Asset management Pre-2003 2003-10-30

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