Ho Lap Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Lap Wong (黃浩立), a licensed Responsible Officer with CE reference BNB198. Currently licensed at 1 firm(s): Clearstream Fund Centre (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 7.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clearstream Fund Centre (Hong Kong) Limited 明訊基金服務平台(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-01-30 | present |
| Clearstream Fund Centre (Hong Kong) Limited 明訊基金服務平台(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-01-30 | present |
| Clearstream Fund Centre (Hong Kong) Limited 明訊基金服務平台(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-05 | 2026-01-30 |
| Clearstream Fund Centre (Hong Kong) Limited 明訊基金服務平台(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-05 | 2026-01-30 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2022-01-05 | 2025-09-23 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 4 - Advising on securities | 2022-01-05 | 2025-09-23 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-24 | 2021-12-17 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2019-12-24 | 2021-12-17 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-27 | 2021-12-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-14 | 2019-10-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Lap Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.