Ho Lap Wong
黃浩立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Lap Wong (黃浩立), a licensed Responsible Officer with CE reference BNB198. Currently licensed at 1 firm(s): Clearstream Fund Centre (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clearstream Fund Centre (Hong Kong) Limited 明訊基金服務平台(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2026-01-30 | present |
| Clearstream Fund Centre (Hong Kong) Limited 明訊基金服務平台(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-01-30 | present |
| Clearstream Fund Centre (Hong Kong) Limited 明訊基金服務平台(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-05 | 2026-01-30 |
| Clearstream Fund Centre (Hong Kong) Limited 明訊基金服務平台(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-05 | 2026-01-30 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2022-01-05 | 2025-09-23 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 4 — Advising on securities | 2022-01-05 | 2025-09-23 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-24 | 2021-12-17 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2019-12-24 | 2021-12-17 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-27 | 2021-12-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-14 | 2019-10-24 |