Yu Fai Ng
吳宇輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Fai Ng (吳宇輝), CE reference AMJ712. Currently licensed at 1 firm(s): De Riva Asia Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited |
RO | Type 1 — Dealing in securities | 2025-11-11 | present |
| De Riva Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2025-11-11 | present |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2013-07-22 | 2025-11-11 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2013-07-22 | 2025-11-11 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2008-06-26 | 2013-04-13 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2008-02-25 | 2013-04-13 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-30 | 2008-01-14 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-26 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-26 | 2008-01-14 |