Yu Fai Ng
吳宇輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Fai Ng (吳宇輝), a licensed Responsible Officer with CE reference AMJ712. Currently licensed at 1 firm(s): De Riva Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 20.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited | RO | Type 1 - Dealing in securities | 2025-11-11 | present |
| De Riva Asia Limited | RO | Type 2 - Dealing in futures contracts | 2025-11-11 | present |
| De Riva Asia Limited | Rep | Type 1 - Dealing in securities | 2013-07-22 | 2025-11-11 |
| De Riva Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-07-22 | 2025-11-11 |
| BGC Securities (Hong Kong) LLC | Rep | Type 2 - Dealing in futures contracts | 2008-06-26 | 2013-04-13 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2008-02-25 | 2013-04-13 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-30 | 2008-01-14 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-26 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-26 | 2008-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Fai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.