Pui Yee Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yee Lee (李佩儀), a licensed Responsible Officer with CE reference BJZ506. Currently licensed at 1 firm(s): C Capital Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.2 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C Capital Investment Management Limited | RO | Type 1 - Dealing in securities | 2024-09-30 | present |
| C Capital Investment Management Limited | RO | Type 4 - Advising on securities | 2024-09-30 | present |
| C Capital Investment Management Limited | RO | Type 9 - Asset management | 2024-09-30 | present |
| Kylin International (HK) Co., Limited 凱銀國際(香港)有限公司 |
RO | Type 9 - Asset management | 2023-03-03 | 2023-12-22 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-09-23 | 2023-02-16 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 9 - Asset management | 2022-09-23 | 2023-02-16 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-29 | 2022-09-23 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-04-29 | 2022-09-23 |
| Well Link Asset Management Limited 立橋資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-09-10 | 2022-04-06 |
| Well Link Asset Management Limited 立橋資產管理有限公司 |
RO | Type 9 - Asset management | 2018-09-10 | 2022-04-06 |
| Well Link Asset Management Limited 立橋資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-04 | 2018-09-10 |
| Well Link Asset Management Limited 立橋資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-04 | 2018-09-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Yee Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.