Tat Kwong Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Kwong Leung (梁達光), a licensed Responsible Officer with CE reference ASD138. Currently licensed at 1 firm(s): Country Capital Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.3 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Country Capital Asia Limited 金國資本亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2026-02-02 | present |
| Country Capital Asia Limited 金國資本亞洲有限公司 |
RO | Type 4 - Advising on securities | 2026-02-02 | present |
| Country Capital Asia Limited 金國資本亞洲有限公司 |
RO | Type 9 - Asset management | 2026-02-02 | present |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-19 | 2025-04-01 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-05-19 | 2025-04-01 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 9 - Asset management | 2023-05-19 | 2025-04-01 |
| Silver Grant International Capital Management Limited 銀建國際資本管理有限公司 |
RO | Type 4 - Advising on securities | 2022-05-24 | 2022-10-18 |
| Silver Grant International Capital Management Limited 銀建國際資本管理有限公司 |
RO | Type 9 - Asset management | 2022-05-24 | 2022-10-18 |
| Renco Investments Limited 融科投資有限公司 |
RO | Type 4 - Advising on securities | 2022-02-14 | 2022-04-30 |
| Renco Investments Limited 融科投資有限公司 |
RO | Type 9 - Asset management | 2022-02-14 | 2022-04-30 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-10 | 2022-01-13 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 4 - Advising on securities | 2021-09-10 | 2022-01-13 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 9 - Asset management | 2021-09-10 | 2022-01-13 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-19 | 2021-09-10 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
Rep | Type 9 - Asset management | 2021-08-19 | 2021-09-10 |
| Infinite Success Assets Management Limited 豐碩資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-01-21 | 2021-06-17 |
| Infinite Success Assets Management Limited 豐碩資產管理有限公司 |
RO | Type 9 - Asset management | 2021-01-21 | 2021-06-17 |
| Da Wan Asset Management Limited 大灣區資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-12-13 | 2019-08-31 |
| Da Wan Asset Management Limited 大灣區資產管理有限公司 |
RO | Type 9 - Asset management | 2018-12-13 | 2019-08-31 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-26 | 2018-10-31 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 4 - Advising on securities | 2017-05-26 | 2018-10-31 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 9 - Asset management | 2017-05-26 | 2018-10-31 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2015-08-11 | 2017-05-18 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-10 | 2017-05-18 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-10 | 2017-05-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-30 | 2013-05-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-05 | 2013-05-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-05 | 2011-11-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tat Kwong Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.